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2 Oct 2018, 5:05 am by Desiree Reddy (ZA)
Financial Institution’ is defined in the Financial Sector Regulation Act to include: financial service providers, collective investment schemes, market infrastructures, insurers and pension funds. [read post]
29 Jun 2011, 6:29 am by randal shaheen
The Dodd-Frank Act thus requires that the CFPB issue an initial rule to define the entities that are “larger participants of a market for other consumer financial products or services. [read post]
5 Nov 2019, 8:36 am by Associated Press
A business news service headquartered in Bethesda now has its articles included in a market research service for financial service professionals. [read post]
17 May 2012, 9:00 am
Banks and financial institutions - On May 8, 2012, the Knesset (Israel's parliament) passed an amendment to the Banking (Service to Customers) Law 5741-1981. [read post]
5 Jul 2011, 8:40 am
  We have a stable of financial advisors to whom we refer our clients for these services and our clients have been very appreciative of that. [read post]
5 Jul 2011, 8:40 am
  We have a stable of financial advisors to whom we refer our clients for these services and our clients have been very appreciative of that. [read post]
11 Apr 2011, 6:53 am by David Zaring
 So let's love this bit of financial engineering beloved by finance professors a little cautiously.] [read post]
20 Mar 2012, 6:23 am
The Financial Industry Regulatory Authority (FINRA) has fined Citi International Financial Services, LLC ("Citi"), a subsidiary of Citigroup, Inc., $600,000 and ordered it to pay $648,000 in restitution for excessive markups and markdowns charged to customers on bond transactions. [read post]
19 May 2020, 10:00 pm
How can service providers and other vendors protect themselves as they navigate choppy economic waters? [read post]
19 May 2020, 10:00 pm
How can service providers and other vendors protect themselves as they navigate choppy economic waters? [read post]
19 May 2020, 10:00 pm
How can service providers and other vendors protect themselves as they navigate choppy economic waters? [read post]
19 May 2020, 10:00 pm
How can service providers and other vendors protect themselves as they navigate choppy economic waters? [read post]
19 May 2020, 10:00 pm
How can service providers and other vendors protect themselves as they navigate choppy economic waters? [read post]
19 May 2020, 10:00 pm
How can service providers and other vendors protect themselves as they navigate choppy economic waters? [read post]
8 Oct 2019, 8:00 am by Len Feltoon
Countrywide Pre-Paid Legal Services offers a benefit to assist these beleaguered workers. [read post]
18 May 2016, 1:11 pm by Barbara S. Mishkin
”  The white paper recognizes that many innovations in financial services, such as those related to mobile wallets, distributed ledger technology, and marketplace lending, are taking place outside of the banking industry, often in lightly-regulated  FinTech companies. [read post]
11 Jul 2019, 8:00 am by Len Feltoon
What is important to remember is that the Countrywide services will be there for the person as he or she reconstructs a better financial situation. [read post]
25 Feb 2009, 7:08 am
Electronic Related Financial Notes From Week Of February 23, 2009 Huron Stock Plunges on Q4 earnings Miss, Poor 2009 Outlook - [tinyurl.com] Sommer pointed to Huron's litigation support service, V3locity, as another potential bright spot because it offers document review services at a discounted, flat rate and could appeal to companies looking for ways to save money. [read post]
26 May 2015, 11:32 am by Lax & Neville LLP
   In 2007, LPL Financial Holdings, Inc., LPL’s parent company, expanded LPL’s broker-dealer business by acquiring other financial services firms and recruiting registered representatives from other broker-dealers. [read post]