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17 Feb 2012, 8:05 am
Merrill. [read post]
27 Mar 2017, 4:29 pm
Ct. 1351, 1363 (2013). [3] Id. at 1363 (citing Bobbs-Merrill Co. v. [read post]
18 Jun 2008, 12:11 pm
" In Bobbs Merrill Co. v. [read post]
15 Nov 2016, 7:23 am
Merrill Lynch, Pierce, Fenner, & Smith, Inc., 292 F.3d 1334, 1339 (11th Cir. 2002), abrogated on other grounds by Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
5 Feb 2008, 1:16 am
Merrill & Henry E. [read post]
16 Jan 2008, 3:21 pm
Spokesmen for Merrill Lynch and the SEC declined to comment. [read post]
11 Aug 2023, 9:37 am
Further, in July of 2019, Financial Advisor IQ reported on multiple plaintiff lawyers filing at least three class action lawsuits after federal prosecutors secured a June 25 deal with Merrill Lynch Commodities. [read post]
23 Mar 2023, 8:53 am
The broker who was in the securities industry for 26 years, allegedly operated three undisclosed outside businesses (OBAs) without seeking approvals from Merrill Lynch. [read post]
29 Aug 2013, 8:20 am
Merrill Lynch, 672 F.3d 482 (7th Cir. 2012), is a head-scratcher in the post-Dukes world. [read post]
2 Jun 2010, 1:50 am
Judge Rakoff dismissed without prejudice the plaintiffs’ complaints against Merrill Lynch, holding that the specific allegations in the plaintiffs’ complaint were not sufficient to state a Section 11 claim against Merrill as an underwriter. [read post]
24 Aug 2022, 8:57 am
Grossman, Research Professor at the University of Waterloo (Ontario, Canada) and Principal at Maura Grossman Law (Buffalo, NY) Merril Hirsh, FCIArb, Executive Director Academy of Court-Appointed Masters, Law Office of Merril Hirsh PLLC Hon. [read post]
24 Jun 2024, 3:30 am
During her early days at Merrill Lynch, Jha faced a challenging pregnancy, which led to a difficult decision to leave the firm. [read post]
22 Mar 2007, 5:08 am
As the Circuit Court admitted, the facts of this case are “difficult to detail” so we simply quote the Court’s broad summary: “Plaintiffs allege that defendants Credit Suisse First Boston (“Credit Suisse”), Merrill Lynch & Company, Inc. [read post]
12 Oct 2010, 4:31 pm
In BofA/ Merrill Case, Judge Castel Denies Motion for Reconsideration and Immediate Appeal: In an October 7, 2010 order (here), Judge Kevin Castel denied the defendants’ motion for interlocutory appeal or for reconsideration of Judge Castel’s August 27, 2010 order denying in part and granting in part the defendants’ motions to dismiss. [read post]
12 Jul 2009, 1:17 pm
Thanks to Leonard Lee and the Merrill team for a terrific conversation about social networking, e-discovery and all the challenges they present. [read post]
14 Oct 2020, 5:36 am
Then he was a broker with Painewebber Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets, and Gunnallen Financial. [read post]
21 Sep 2013, 7:04 am
Merrill (1876). [read post]
26 Jul 2010, 10:01 pm
The carnage of the Enron Myth is now piled high -- the destruction of Arthur Andersen, the death of Lay, the outrageous prosecutorial misconduct involved in the case against Lay and Skilling, the senseless prosecution and imprisonment of the four Merrill Lynch executives in the Nigerian Barge case, Richard Causey, Chris Calger, Kevin Howard, Joe Hirko and the other Enron Broadband defendants -- the list goes on and on. [read post]
17 Jan 2012, 8:10 am
Stanley O’Neal’s five-year tenure as CEO of Merrill Lynch ended about the same time, when it became clear Merrill would have to take tens of billions in write-downs on bad sub-prime mortgages and be bought up at a fire-sale price by Bank of America. [read post]
