Search for: "Securities Investor Protection Corporation"
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23 Dec 2021, 5:01 am
The Justice Department created the China Initiative during the Trump Administration in 2018 to prosecute intellectual property (IP) theft and protect U.S. research institutions and critical infrastructure from external threats. [read post]
21 Feb 2011, 6:45 pm
These investors sued to get their hands on the assets of two Canadian “real estate developers” who used investor funds to finance their lavish lifestyles, purchasing among other things a private plane, a multi-million dollar luxury yacht, and various land holdings around the world. [read post]
24 Apr 2017, 5:08 pm
According to OCR, OCR found from the compliance review of CCDH triggered by OCR’s investigation of FileFax that while CCDH began disclosing PHI to Filefax in 2003 and that Filefax stored records containing protected health information (PHI) for CCDH, neither CCDH nor Filefax could produce a signed Business Associate Agreement (BAA) covering their relationship for any period before October 12, 2015. [read post]
23 Nov 2007, 9:55 am
[27] The protection and privacy of our genetic information will certainly be hotly debated in the years to come.IV. [read post]
26 Apr 2023, 9:05 pm
The fiduciary provisions were “stapled on” as just one piece of ERISA’s protective regime. [read post]
25 May 2012, 7:42 am
Once again, Dell the CEO reimbursed Dell the company for “his and his family’s personal security protection,” to the tune of $2.7 million (down from $3.3 million in fiscal 2011). [read post]
6 Nov 2017, 12:20 am
Pauline Ernst (Radboud University) and Gerard Meijer (NautaDutilh) presented on experiences from practice on arbitration and energy sector, both commercial and investor-state. [read post]
29 Nov 2011, 9:42 pm
My only policy preference is preserving the efficiency of America’s capital markets and protecting our investors. [read post]
25 Feb 2015, 7:10 am
” Such a program protects a company’s reputation, ensures investor value and confidence, reduces uncertainty in business transactions, and secures a company’s assets. [read post]
20 Jan 2010, 1:58 am
The FCPA itself does not contain a private right of action, but investors and others sometimes raise claims that company’s senior officials did not take appropriate steps to protect against the improper conduct, or that the company misrepresented its financial condition. [read post]
25 Feb 2015, 7:10 am
” Such a program protects a company’s reputation, ensures investor value and confidence, reduces uncertainty in business transactions, and secures a company’s assets. [read post]
21 May 2014, 9:19 am
The SEC sought to declare the defendants in violation of the federal securities laws and label them “wrongdoers. [read post]
12 Dec 2006, 9:48 pm
Law should protect and encourage investment. [read post]
26 May 2019, 8:22 pm
I was delighted to have been asked to deliver remarks as part of the panel organized by Silvia Pedraza (University of Michigan) for a panel on Cuba in Comparative Analysis organized by the Association for the Study of the Cuba Economy for the Latin American Studies Association Annual Meeting held in Boston, MA 27 May 2019.The text of my remarks, The Fundamental Contradiction of Cuban Socialism in the “New Era”: Economic Reintegration Preserving the Revolutionary Moment, along… [read post]
7 Oct 2021, 6:37 am
As the NFT ecosystem continues to grow, we are likely to see increased attention from regulators as they seek to protect investors. [read post]
29 Jan 2021, 12:39 pm
Tennessee couple seeks bankruptcy protection, claiming less than $6,000 in assets. [read post]
25 Aug 2014, 8:39 am
In other cases, hotel owners may extract a fee or other financial concessions, require protections or guarantees against perceived risks, or even modification of the hotel management agreement. [read post]
12 Mar 2021, 9:57 am
Whistleblowers are generally entitled to protection from retaliation by their employers based on their reporting of violations of the laws the respective government agencies seek to enforce (i.e., violations of securities law, violations of the Foreign Corrupt Practices Act (“FCPA”), violations of the Commodity Exchange Act and violations of the BSA). [read post]
27 May 2009, 12:58 am
Also, investors are eyeing different kinds of companies. [read post]
30 Sep 2015, 5:14 am
Notably, he has promised his investors a fairly short time to exit, which means that on exit another company would not be buying a base of customers but, rather, access to his company’s technology. [read post]
