Search for: "Securities Investor Protection Corporation"
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20 May 2009, 12:51 am
A report by the receiver in Securities and Exchange Commission v. [read post]
19 May 2009, 2:51 am
And they did it.What else are they doing right when not securing giants deals under the gun? [read post]
18 May 2009, 1:25 pm
The SIPC Board of Directors has authorized the reinstitution of revenue-based assessments on members of the Securities Investor Protection Corporation. [read post]
18 May 2009, 1:07 pm
For the past couple of years, I have tried to carve out a piece of the "overcriminalization of corporate law" debate by pointing out that the same set of facts that leads to a corporate conviction leads to a dismissal of a civil lawsuit under securities fraud doctrines. [read post]
18 May 2009, 7:03 am
Page Perry's attorneys are actively involved in representing institutional and corporate investors in securities cases. [read post]
12 May 2009, 6:21 am
Corporate and Securities Law Institute by Mark Gerstein, Bradley Faris, and Christopher Drewry of Latham & Watkins LLP.) [read post]
8 May 2009, 11:10 am
Madoff has launched a "hardship program" for individual victims to accelerate any payments due to them from the Securities Investor Protection Corporation. [read post]
6 May 2009, 8:46 am
Harbeck, the chief executive officer of the Securities Investor Protection Corporation, address some questions and concerns about how the claims of Mr. [read post]
5 May 2009, 3:41 pm
The new regime will be implemented by two draft bills: the National Consumer Credit Protection Bill and the Corporations Amendment Financial Services Modernisation Bill. [read post]
5 May 2009, 7:37 am
The lecture series focuses on topics of corporate securities law and related issues of professional responsibility. [read post]
30 Apr 2009, 6:24 am
US corporate and securities law is often thought of as being highly protective of outside investors. [read post]
29 Apr 2009, 12:29 pm
For the avoidance of doubt, a qualified investor utilizing Legacy TALF will do so on the same terms and conditions as a Legacy Securities PPIP investor utilizing Legacy TALF. [read post]
29 Apr 2009, 2:06 am
Goodman's employment with Pfizer for which indemnity or contribution is provided by law or Pfizer's articles of incorporation or corporate by-laws; and(6) any other claim that may not be waived by private agreement without judicial or governmental supervision.5. [read post]
27 Apr 2009, 6:16 am
Corporate governance systems are designed to ensure investors receive a return on their investment. [read post]
23 Apr 2009, 4:20 am
Securities and Exchange Commission, the principal laws that protect investors and preserve business integrity are (i) the Securities Act of 1933, (ii) the Securities Act of 1934, (iii) the Trust Indenture Act of 1939, (iv) the Investment Company Act of 1940, (v) the Investment Advisers Act of 1940, and (vi) the Sarbanes-Oxley Act of 2002. [read post]
22 Apr 2009, 6:38 pm
The EPA’s report also includes the suggestion that climate change has "serious natural security concerns" based on the instability that could follow in the wake of "increasing scarcity of resources. [read post]
21 Apr 2009, 5:45 am
And no court, lawyers say, has addressed whether the First Amendment applies specifically to the ratings of mortgage-backed securities, which tend to be rated as discrete issuances for investors as opposed to more general ratings of corporate bonds. [read post]
17 Apr 2009, 5:00 am
" During those three decades, she was singularly devoted to the mission of the SEC and its investor protection goal. [read post]
16 Apr 2009, 1:44 pm
Even worse is the threat leveled at me to "settle the case" by a corporate sponsored internet stalker. [read post]
15 Apr 2009, 6:49 am
Foreign holdings of U.S. government and corporate debt skyrocketed. [read post]
