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9 Feb 2012, 4:35 am
The large trader rules also include provisions applicable to registered broker-dealers, including requirements to maintain records in connection with transactions by large traders, monitor customer accounts for activity that may trigger the large trader reporting requirements and report large trader transaction information to the SEC upon request through the Electronic Blue Sheets (EBS) system. [read post]
9 Feb 2012, 2:00 am
Section 3 discusses proposed changes to commodity pool operator registration and compliance requirements, and Sections 4 and 5 focus on Dodd-Frank Act changes to existing securities laws and regulations, including with respect to large trader reporting and investment advisers. [read post]
8 Feb 2012, 8:05 am
Traders call the limits politically motivated attempts to cap prices, that will increase price volatility and reduce liquidity. [read post]
7 Feb 2012, 5:31 pm
MBS Pricing by Credit Suisse Traders Credit Suisse traders must price the securities that they hold at fair value, which is determined by current market price or the current price for a similar liability or asset. [read post]
7 Feb 2012, 3:27 pm
Commodities trader Glencore International and mining giant Xstrata turned to longtime legal advisers Linklaters and Freshfields, respectively, for legal counsel on a proposed merger—code-named "Everest"—that would create one of the world's largest mining companies. [read post]
7 Feb 2012, 11:40 am
Many traders are not providing fair returns and therefore it is very important to do your research before making a hasty decision. 4. [read post]
7 Feb 2012, 11:37 am
Many traders are not providing fair returns and therefore it is very important to do your research before making a hasty decision. 4. [read post]
7 Feb 2012, 3:18 am
Speaking of perceptions, this piece entitled "Ex-Lehman Brothers Trader: Only On Wall Street Could You 'Get Paid So Much For Doing So Little'" won't be good for how the public views the Street... - Broc Romanek [read post]
6 Feb 2012, 12:00 pm
The Super Bowl indicator is one of the indicators that investors and traders watch for. [read post]
6 Feb 2012, 1:48 am
“Criminals who trade in illegal firearms face severe sentences, leading judges warned today as they doubled the number of years to be served by a man caught by police with a loaded revolver.” Full story The Independent, 3rd February 2012 Source: www.independent.co.uk [read post]
4 Feb 2012, 12:04 am
Today the island that long had been a point of trade -- "Arab traders knew it as 'Serendip,' the root of the word 'serendipity'" -- is known as Sri Lanka (flag at right) (prior IntLawGrrls posts), the name its peoples embraced when it became a republic in 1972. [read post]
3 Feb 2012, 7:10 am
Using simple definitions of routine traders, we are able to systematically and predictably identify insiders as either opportunistic or routine throughout our sample. [read post]
3 Feb 2012, 6:11 am
Below is an article I wrote about how the managed futures industry is likely to react after the MF Global bankruptcy. [read post]
3 Feb 2012, 5:22 am
Adoboli, the former UBS trader charged with false accounting related to the $2.3 billion trading loss, was denied bail by a London court on Friday, the same day regulators opened a formal investigation into the scandal. [read post]
3 Feb 2012, 1:35 am
The basic law of the market was that the traders must appropriately weight their products before selling, that is the goods must match their description and weight as stated. [read post]
2 Feb 2012, 9:01 pm
The question on your mind and the minds of traders, merchandisers, cowboys, ethanol refiners and billions of other end users around the world is whether the 2012 crop will bounce back after two years of sub-par performance. [read post]
2 Feb 2012, 2:53 pm
The publication nicely coincides with two guilty pleas by cooperating defendants in the investigation and prosecution of various traders at Credit Suisse, who allegedly inflated the value of mortgage-backed bonds in 2007 and 2008, when the housing market was beginning to deteriorate. [read post]
2 Feb 2012, 9:56 am
TT claimed that its patented software allowed traders to place orders by coupling static and dynamic displays, which helped them avoid missing the prices they wanted. [read post]
2 Feb 2012, 7:34 am
Traders, analysts and executives hop on to discuss trades, news and rumors that might move the market. [read post]
2 Feb 2012, 7:34 am
" -- Kelly Dawn Askin, Senior Legal Officer, International Justice, Open Society Justice Initiative"We sail alongside the myriad frauds adopted by slave traders to evade detection by the British Navy. [read post]
