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1 Oct 2008, 2:54 pm
  The court then dismissed the remaining two claims regarding Amex’s risk management controls and accounting, ruling that they were time barred. [read post]
30 Jul 2015, 11:12 am by Lyle Denniston
The prosecutors’ case targeted Newman as a portfolio manager at Diamondback Capital Management and Chiasson as a portfolio manager at Level Global Investors. [read post]
28 Mar 2012, 10:26 am by Charley Moore and Eva Arevuo
At stake may be a material share of the lucrative and growing gaming market in Asia, as well as the reputation and control of Wynn Resorts, Inc., itself. [read post]
9 Jul 2012, 11:22 pm by Cynthia Marcotte Stamer
  Health plans, their fiduciaries, sponsoring employers and unions, insurers, administrative service providers and their management also generally will want to carefully craft the SBC and other related plan materials and processes to manage these risks and support the enforceability of the intended plan design. [read post]
4 Jan 2016, 8:33 am by Green, Schafle & Gibbs
Capone only contacted one of the customers at issue, a retired and unsophisticated elderly investor with a moderate risk tolerance.Capitol Securities Management, Inc.. [read post]
10 Oct 2012, 8:44 pm by Paul Karlsgodt
Merrill Lynch, Pierce, Fenner & Smith, Inc., 672 F.3d 482 (7th Cir. 2012). [read post]
1 Oct 2023, 5:54 am by Kevin LaCroix
Supreme Court in 2017 granted a writ of certiorari in the case of Leidos, Inc. v Ind. [read post]