Search for: "Securities Investor Protection Corporation"
Results 4141 - 4160
of 4,476
Sorted by Relevance
|
Sort by Date
25 Jul 2023, 9:01 pm
Their statements indicated that they supported the proposal because they believe the proposal, if adopted, would better protect investors and be more consistent with current investor expectations about audit scope. [read post]
20 Aug 2023, 4:04 pm
The reforms aim to address the high cost of financial advice and to ensure easier access to helpful information to better protect consumers. [read post]
4 Jul 2011, 7:28 pm
The insert graphic contains corporate high-tech organizational charts from Bonkers World. [read post]
27 Oct 2008, 9:26 am
To effect and keep in force fire, rent, title, liability, casualty or other insurance to protect the property of the estate or trust and to protect the fiduciary; e. [read post]
9 Sep 2007, 10:32 pm
Several key groups such as the lenders, borrowers, regulators, appraisers, investors, and rating agencies have seen fingers pointed at them to take the fall for this crisis. [read post]
6 Jun 2012, 2:00 pm
Not protecting your IP assets. [read post]
3 Feb 2024, 4:14 am
Highlighting the evolution and escalating demand within the carbon capture market and the consequent need for effective protective measures, Howden, led by Glenn O’Halloran, proposes a solution to bolster investor and lender confidence in the CCS realm. [read post]
27 Mar 2022, 10:56 am
Beyond so-called back office services, a good Model A fiscal sponsor typically provides the benefits of a corporation’s limited liability protection, a board of directors with persons who hold fiduciary duties of care and loyalty with respect to the FSP (which provides further personal liability protection to the committee members who provide intermediate oversight over the FSP), insurance coverage (including commercial general liability and directors and officers… [read post]
19 Dec 2010, 8:37 am
Subsequently, Howard embarked on an ad hoc book tour with speaking engagements at: the IOA Annual Conference; East Coast Ombuds Group; Society of Corporate Compliance & Ethics; California Caucus of College & University Ombuds; Ombuds of Texas; Coalition of Federal Ombuds Conference; and Princeton University.Congress Passes Law to Create New Federal Ombuds Offices -- The sweeping reform legislation signed into law by President Obama in July will establish new Ombuds programs for the… [read post]
5 Feb 2024, 5:21 pm
As Professor Ben Edwards notes, “The last thing Texas is going to want is a reputation that their corporate law is a game where billionaires always win, because then investors aren’t going to trust it. [read post]
8 Feb 2010, 6:16 am
Importance of the Underlying Matter In evaluating the seriousness and importance of the underlying matter, the Commission will consider the “character of the investigation” and the dangers presented by the underlying violations to investors and others. [read post]
17 Jan 2023, 4:00 am
The Securities and Exchange Commission (SEC) has long had a whistleblow [read post]
29 Sep 2008, 2:10 am
Executive Compensation and Corporate Governance. [read post]
13 Nov 2023, 5:05 am
AXA Art Insurance Corporation v. [read post]
23 Aug 2017, 9:23 am
A nationally sought after writer, speaker and media commentator on securities enforcement, corporate ethics and whistleblower issues, Mr. [read post]
23 Aug 2017, 9:23 am
A nationally sought after writer, speaker and media commentator on securities enforcement, corporate ethics and whistleblower issues, Mr. [read post]
25 Jan 2024, 4:00 pm
It stands out for its ability to target specific data types, thus avoiding overcollection and protecting custodian privacy. [read post]
26 Jun 2024, 10:43 am
The result is an incentive among key Indian enterprises (and domesticated offshore companies) to support a dual circulation economy in India, one outward facing and compliant with international standards (eg EU compliance structures and US sanctions regimes) and the other inward facing and protected against the inward projection of international expectations. [read post]
30 Aug 2023, 5:47 am
This includes understanding corporate structures. [read post]
13 Aug 2017, 6:00 am
In that sense, a Title III proceeding can be used by the debtor as both a shield to protect the PPP transaction and a sword to drive the PPP transaction toward execution as part of a plan of adjustment. [read post]
