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10 Apr 2009, 2:08 am
As reflected in an earlier post about the lawsuit (here), Radian provides credit protection products (such as mortgage guarantee insurance). [read post]
8 Apr 2009, 5:07 pm
In fact, the bill explicitly protects the investments that fund managers make themselves. [read post]
6 Apr 2009, 2:17 am
Senator Nick Sherry, Minister for Superannuation and Corporate Law, has allowed changes to the Australian Securities Exchange (ASX) market rules to boost retail investor disclosure and protection in relation to "partly paid securities". [read post]
5 Apr 2009, 1:26 pm
In December 2008, after the Securities and Exchange Commission (”SEC”) concurred in the exclusion of shareholder proposals seeking greater disclosure of risks related to mortgage investments at Washington Mutual, a coalition of over 60 investors called on then President-Elect Obama to limit the ability of companies to exclude shareholder proposals related to corporate risk evaluation.[10] The corporate governance challenges for the companies… [read post]
3 Apr 2009, 11:00 pm
Offerings to accredited investors are exempt from the registration requirements on the theory that accredited investors are sophisticated enough to protect their own interests. [read post]
1 Apr 2009, 11:50 pm
Countrywide entered into an agreement in August 2007 with BOA to secure additional funding. [read post]
31 Mar 2009, 2:21 pm
Page Perry's attorneys are actively involved in representing institutional and corporate investors in securities cases. [read post]
29 Mar 2009, 12:50 am
" SIPC, the Securities Insurance Protection Corporation, created under the Securities Investor Protection Act, is a fund that broker members contribute to in order to cover insolvency, but not fraud. [read post]
27 Mar 2009, 1:04 am
The three-judge panel ruled on Tuesday that the New York-based law firm was not obligated to defend Richard Blech in a civil suit stemming from his guilty plea to securities fraud in 2003 that allegedly bilked investors out of $210 million. [read post]
26 Mar 2009, 8:49 am
Fund Managers also must agree to waste, fraud and abuse protections, the details of which have not been provided. [read post]
26 Mar 2009, 4:44 am
Recently, in testimony before the Committee, SEC Commissioner Elisse Walter said that credit default swaps are analogous to insurance arrangements with respect to the risk of default on a corporation's debt. [read post]
26 Mar 2009, 12:48 am
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The wave of Alien Tort Claims Act cases continues to crest against corporations. [read post]
25 Mar 2009, 7:27 pm
Under this program the Federal Deposit Insurance Corporation ("FDIC") will oversee the formation and operation of multiple PPIFs to purchase legacy loans from insured banks and thrifts. [read post]
23 Mar 2009, 7:34 am
Why are financial prices and corporate investments so volatile? [read post]
21 Mar 2009, 3:01 pm
Also called a form of credit enhancement, pool insurance protects the purchasers of these jumbo loans against borrower default. [read post]
19 Mar 2009, 1:57 am
Friehling of securities fraud and other offenses for failing to conduct audits and for deceiving investors as he provided audit services to Madoff's investment services business. [read post]
18 Mar 2009, 6:59 am
Related Web Resources: IRS Says Madoff Victims Can Claim Theft Losses, Bloomberg.com, March 17, 2009 IRS To Allow Madoff Victims To Deduct Theft Losses For 2008, Fox Business, March 17, 2009 Securities Investor Protection Corporation Internal Revenue Service [read post]
18 Mar 2009, 6:21 am
The Securities Investor Protection Corp., or SIPC, is an organization designed to help investors at failed brokerage firms. [read post]
17 Mar 2009, 11:39 am
Nocera goes on to write that his victim said the Securities Investor Protection Corporation "should give victims more than the current $500,000 maximum. [read post]
17 Mar 2009, 11:37 am
Prospect of recovery particularly difficult to determine where litigation against the promoter extends into future taxable years.The revenue procedure permits taxpayers to deduct in the year of discovery 95 percent of their net investment less the amount of any actual recovery in the year of discovery and the amount of any recovery expected from private or other insurance, such as that provided by the Securities Investor Protection Corporation. [read post]
