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17 Nov 2016, 4:15 am by Howard Friedman
 According to Tuesday's Alamogordo Daily News, a new suit against the Sisters of Blessed Sacrament claims a woman was sexually abused at the school by a Franciscan friar. [read post]
12 Nov 2018, 5:44 am
All's well that ends well, except, when, by the time it ends, you've been put through the ringer and emerge much worse for the wear and tear. [read post]
31 Aug 2015, 3:15 am
In today's article, we consider the ordeal of a registered representative who was accused of engaging in improper sales of annuities and wound up being sued by a customer in a FINRA Arbitration.Case In PointIn a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in July 2014, and as thereafter amended, public customer Claimant Hebert represented herself (pro se) and asserted causes of action for “unsuitability, breac... [read post]
9 Oct 2023, 1:21 pm
  Case in Point In a FINRA Arbitration Statement of Claim filed in January 2023, public customer Claimant Arnot representing herself pro se asserted negligence. [read post]
13 Aug 2022, 8:55 am
(BrokeAndBroker.com Blog)Claimant Wins $57 Million in FINRA Arbitration Award and Once More Around The Loop with Bill Singer (BrokeAndBroker.com Blog)How Regulatory Sandbox Programs Can Promote Technological Innovation and Consumer Welfare / Insights from Federal and State Experience (OnPoint, Competitive Enterprise Institute by Ryan Nabil)California Man Receiv... [read post]
17 Jul 2017, 2:56 am
The roughly 75 million Millennials recently passed the number of Baby Boomers with Generation Xers projected to exceed the latter's numbers sometime in 2028. [read post]
17 May 2016, 6:11 am by Steve Shiffrin
Aside from arguments about a perceived lack of justification for exempting some groups and not others from the mandate, the religious employer claimants argued that if government required the insurance companies selected by the employers to provide contraceptives over the employers’ objection, this would constitute a high jacking of the employer’s insurance program and would make them complicit in what they regard as sinful activity. [read post]
9 Oct 2023, 1:21 pm
In today's public customer FINRA arbitration, we have a failed second-bite of the same wormy Merrill Lynch apple. [read post]
6 Mar 2024, 12:00 am
Denial Without A Proper Investigation An insurance company’s failure to properly collect evidence should not lead to a full or partial denial of a claim. [read post]
1 Sep 2016, 5:41 am
 Case In Point In a Financial Industry Regulatory Authority ("FINRA") Arbitration Statement of Claim filed in November 2014 and as amended thereafter, Claimant Charles Schwab & Co., Inc. asserted breach of contra... [read post]
1 May 2018, 8:32 am
Well, perhaps you might read today's BrokeAndBroker.com Blog article about a recent FINRA arbitration and, when you're finished, say "thank you" to that nice man Mr. [read post]
17 Feb 2015, 11:35 am by Tom Kosakowski
Grau stressed that she guarantees confidentiality for claimants. [read post]
30 Apr 2015, 4:30 am by Robert Trautmann
The purpose of the task force, according to Menendez, will be to bring justice to Sandy survivors and to fix the claims process for future claimants. [read post]
22 Nov 2015, 8:35 am by Denise Sze
Although an insurer will “notify every claimant that they may obtain, upon request, copies of claim-related documents…” insureds do not realize that the claims file is the insurance company’s record and documentation regarding how the file is progressing. [read post]
6 Dec 2019, 12:39 am
In the Matter of the Arbitration Between Mark Munizzi, Claimant, v. [read post]
19 Mar 2018, 3:36 am
There's more than enough finger-pointing to go around for both sides of the lawsuit caption.Case In PointIn a Financial Industry Regulatory Authority ("FINRA") Arbitration Statement of Claim filed in December 2016, Claimants asserted breach of contract; unjust enrichment; defamation; conversion; fraudulent inducement, fraud and suppression; and, tortious interference with business relationships in connection with Respondents alleged breach of an October 1, 2014,… [read post]
5 Jul 2016, 2:39 am
Today's BrokeAndBroker.com Blog discusses an interesting FINRA arbitration pitting an unhappy corporate customer against the all-powerful Charles Schwab & Co., Inc. [read post]
25 Jul 2019, 5:09 am
There's that wonderful lyric from the song "Born Under A Bad Sign" that laments if it weren't for bad luck, I wouldn't have no luck at all. [read post]
17 Aug 2018, 3:05 am by Steve Brachmann
Nintendo alleges that just the top 10 games on the LoveROMs site in which Nintendo is a copyright claimant and trademark owner have been downloaded more than 60 million times. [read post]