Search for: "E* Trade Securities LLC"
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4 Oct 2010, 1:44 am
Sand Hill Advisors, LLC (Seattle Trademark Lawyer) Due diligence matters: E D Washington decision in Pacific Coast Trailers, LLC v. [read post]
17 Aug 2020, 8:42 am
AU New Haven, LLC v. [read post]
9 Feb 2024, 7:29 am
UBS Securities LLC et al., case number 22-660, before the Supreme Court of the United States. [read post]
18 Feb 2012, 5:15 am
Such funds are covered by the Securities Exchange Act (1934 Act) and are required to file disclosures with the Securities and Exchange Commission (SEC), just like other publicly traded companies. [read post]
8 Aug 2020, 8:00 am
Ward is the Founding Partner with the law firm of Ward Law Office LLC in Tiffin, Ohio. [read post]
1 Aug 2024, 11:33 am
Certain other types of entities registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934. [read post]
24 Oct 2019, 2:40 pm
We regulate the offering of that security and we regulate the trading of that security. [read post]
26 Sep 2008, 11:45 pm
(Class 46) Brand owners give guarded welcome to Community trade mark initiative (Managing Intellectual Property) Finland Finland, the brand (Class 46) France Is France going to ban mentioning Bordeux, Burgundy, Champagne and Cognac online? [read post]
11 Mar 2009, 2:17 pm
Madoff Investment Securities LLC, included celebrities, charities, and money managers from around the world. [read post]
27 Dec 2022, 1:19 pm
Stay safe from holiday fraud Griffin Durham Tanner & Clarkson, LLC wants your holidays to be happy and scam-free. [read post]
29 Nov 2009, 11:47 pm
The two commonly used forms of joint-ventures are an LLC and a closed joint-stock company (CJSC - a private company where participants own shares that are not publicly traded); however, the choice of form mainly depends on the economic considerations and specific circumstances. [9] Some investors prefer LLC as they are subject to a lighter regulatory regime, while others choose CJSC as it offers higher protection to shareholders, although is more burdensome as it… [read post]
26 Mar 2018, 6:09 pm
The Borrowers asserted causes of action for malicious prosecution, fraud, and violations of the Deceptive Trade Practices Act, Consumer Protection Act, and the Finance Code. [read post]
16 May 2019, 7:55 am
The world’s a mess: Tension in the Persian Gulf; turmoil in global trade; persistent conflict. [read post]
6 Sep 2023, 9:01 pm
CAT LLC will adjust the applicable fee rate twice a year. [read post]
20 Jan 2017, 6:13 am
Rosof, Wachtell, Lipton, Rosen & Katz, on Tuesday, January 17, 2017 Tags: Acquisitions, Financial regulation, Financing conditions, Interest, Leveraged acquisitions, Liquidity, Mergers & acquisitions, Risk oversight, Securities regulation, Taxation Say on Pay Laws, Executive Compensation, CEO Pay Slice, and Firm Value around the World Posted by Ricardo Correa, Federal Reserve Board, and Ugur Lel, University of Georgia, on Wednesday, January 18, 2017 Tags: Compensation… [read post]
7 Jun 2022, 9:06 am
SayGames LLC, 2020 WL 379165 (N.D. [read post]
4 Apr 2018, 11:28 am
Releases Statement on Potentially Unlawful Online Platforms for Trading Digital AssetsOn March 7, 2018, the SEC released a public statement affirming its view that platforms trading digital assets that meet the definition of securities and operating as exchanges must register as a national securities exchange or operate under an exemption from registration. [read post]
22 Jun 2023, 9:54 am
Publicly traded companies already provide ownership information to their respective government entities and are not subject to the CTA. [read post]
27 Oct 2017, 6:24 am
” Covered investment funds include exchange-traded funds (ETFs), exchange-traded managed funds (ETMFs) and publicly traded commodity pools that invest primarily in commodities, currencies, or derivative instruments that reference commodities or currencies. [read post]
28 Apr 2010, 4:52 am
Historically, the Commission's practice in insider trading settlements has been to secure a "one-time" penalty equal to the amount of disgorgement. [read post]
