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30 May 2019, 6:00 am
2018 was a difficult year for Canadian mining companies. [read post]
12 Mar 2016, 3:02 pm
And that (plus the fact that we rarely see a Chinese company with fewer than three sets of books) is why I will not buy Chinese company stocks. [read post]
19 Apr 2019, 10:39 am
With cyber high on the SEC’s agenda, boards, in-house legal teams, and CIO’s need to know how to manage their cyber-risk exposure, establish oversight, develop response plans, and prepare for disclosures. [read post]
8 Jul 2012, 12:41 am
All companies should ensure that they have the systems and policies in place to manage risks to digital assets. [read post]
21 Mar 2008, 8:16 pm
Note the following key differences in disclosure obligations: Smaller reporting companies do not have to disclose risk factors; Smaller reporting companies need only provide two years of analysis and financial statements, as opposed to three years, in their Management Discussion & Analysis; and Smaller reporting companies need only provide 3 of the 7 compensation tables in their proxy statement. [read post]
12 Sep 2021, 7:37 am
(HCSG) and its former CFO for accounting and disclosure violations that resulted in the company reporting inflated earnings per share (EPS) that met research analysts’ consensus estimates for multiple quarters. [read post]
8 Apr 2020, 6:08 am
In its oversight role, the board should do its best to ensure that management is prioritizing the safety and well-being of the company’s employees as well as those who depend upon the company for essential services. [read post]
31 Jul 2008, 4:46 pm
Accenture recently announced its Accenture Green Technology Suite, which is a comprehensive set of tools focused on helping companies assess its environmental standing, provide recommendations to better manage its carbon footprint through effective IT management and supporting the entire organization's green agenda.What does this new toolset do? [read post]
30 Sep 2019, 5:37 am
Posted by Ravi Sinha and Per Axelson, Cornerstone Research, on Monday, September 30, 2019 Editor's Note: Ravi Sinha is vice president and Per Axelson is a senior manager at Cornerstone Research. [read post]
8 Jun 2007, 12:14 am
Aside from owning the hedge funds in the U.S. and abroad, Whittier also owned and controlled a capital management company, which served as the investment adviser to the funds. [read post]
16 May 2012, 1:28 am
Background In March 2008, S-J Management LLC (SJM) obtained a $3.5 million line of credit from Commerce Bank. [read post]
12 Dec 2022, 6:37 am
There needs to be complete transparency of these affiliated companies, their relationships, and the amounts of money siphoned off through management agreements and common ownership. [read post]
30 Apr 2015, 11:56 am
The Division of Investment Management (the “Division”) of the Securities and Exchange Commission issued a cybersecurity guidance identifying cybersecurity of registered investment companies (“funds”) and registered investment advisers (“advisers”) as an important issue. [read post]
8 Oct 2015, 7:57 am
Our industry-focused breakout sessions will feature panels composed of Epstein Becker Green attorneys and senior executives from major companies, discussing issues that keep employers awake at night. [read post]
8 Oct 2015, 8:08 am
Our industry-focused breakout sessions will feature panels composed of Epstein Becker Green attorneys and senior executives from major companies, discussing issues that keep employers awake at night. [read post]
8 Oct 2015, 8:23 am
Our industry-focused breakout sessions will feature panels composed of Epstein Becker Green attorneys and senior executives from major companies, discussing issues that keep employers awake at night. [read post]
8 Oct 2015, 8:03 am
Our industry-focused breakout sessions will feature panels composed of Epstein Becker Green attorneys and senior executives from major companies, discussing issues that keep employers awake at night. [read post]
27 May 2009, 9:29 am
First step, attend ACI’s Premier Forum on Defending and Managing Aviation Litigation. [read post]
29 Apr 2011, 6:21 am
I looked at the company’s website. [read post]
12 Aug 2014, 6:43 am
The SEC’s stance in the administrative proceedings is that these kickbacks were intentionally undisclosed to Total Wealth Management’s investors and the company knowingly violated the antifraud provisions of federal securities laws. [read post]
