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9 Jan 2013, 6:42 am by Brian E. Barreira
  If they need their money back soon after the purchase, they can end up paying surrender charges and can end up with a lot less money than they originally invested in the annuity. [read post]
6 Dec 2011, 10:58 am by Jenna Greene
According to the SEC, the pair offered investors ”risk-free returns of up to 20 times the original investment within as few as 45 days through the purported ‘lease’ and ‘trading’ of foreign bank instruments in highly complex transactions. [read post]
10 Jan 2012, 7:47 am
States then leverage that money to encourage private investment, with a goal of raising ten times the original amount. [read post]
14 Dec 2011, 12:17 pm by James Hamilton
For example, certain tax rules, such as wash sales, straddles, original issue discount and similar rules that impact timing and character of income recognition may produce tax results that do not fully reflect the economic trading activity of the fund and skew the results under one or more of the safe harbor tests. [read post]
Key points to note from PS19/13 are: from 10 June 2019, the FCA will require asset managers and asset owners to make disclosures about their engagement policies and investment strategies: life insurers and asset managers must publish their engagement policy and annual information on how it has been implemented, or explain publicly why they are not doing so; life insurers must disclose, on an annual basis, their arrangements with asset managers, how the main elements of their equity… [read post]
29 Nov 2010, 3:35 am by Hull and Hull LLP
 The Rule requires: (a)        an itemized accounting of assets under administration, cross-referenced to entries showing the disposition or partial disposition of the assets; (b)        an account of all money received; (c)        an account of all money disbursed; (d)       where investments are made, an account setting out all money paid to purchase… [read post]
23 Aug 2011, 12:30 pm by Elan Mendel
This “principal secured” system made innovative use of life insurance settlement transactions, whereby investors purchase life insurance policies and receive the payout upon the original policyholder’s demise. [read post]
9 Jun 2023, 6:31 am
” With increased funding provided by the Inflation Reduction Act, the Infrastructure Investment and Jobs Act, and the American Rescue Plan Act, federal agencies are investing at unprecedented levels to advance environmental justice. [read post]
12 Feb 2009, 5:20 am
What’s more, all profit from the sale of the original property has to be put toward the new property, which also must be used for a commercial investment purpose. [read post]
11 Jan 2024, 7:19 am by Doug Cornelius
Congress did not authorize us to tell people whether a particular investment is right for them, but we have abused administrative procedures to withhold investments that we do not like from the public. [read post]
22 Jun 2010, 5:48 pm by Ryan Roberts
Price Caps as a Weapon The original idea was that price caps would provide upside protection for an angel investor. [read post]
29 Mar 2021, 6:58 am by Silver Law Group
To be eligible, you must provide timely, credible, and original information or analysis. [read post]
22 Jul 2010, 3:40 pm by Hunton & Williams LLP
The legislation also contains a 5 percent risk retention requirement for securitizations, other than those involving "qualified residential mortgage" or loans originated under approved underwriting standards indicating low credit risk. [read post]
20 Jan 2011, 9:40 am by Abbott & Kindermann
Therefore, the court held that plaintiff had no distinct investment-backed expectations, and no taking had occurred. [read post]
21 Jun 2011, 8:57 am by Chad Bray
(For LBers who may not remember,  Mandell and five others were originally charged in July 2009 in a investment fraud scheme that allegedly topped $140 million and ran between 1998 and 2006. [read post]
6 Feb 2008, 2:12 am
An investment loan almost always comes at a higher cost, with a higher interest rate, and requires a larger down payment than a loan for an owner-occupied residence.These sorts of misrepresentations seem to occur most frequently with regard to speculative investments in new constructions condo projects. [read post]