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16 Aug 2017, 6:04 am
AlphaBridge’s written valuation policy, stated that AlphaBridge obtained monthly price quotes for certain types of less liquid securities from two independent and reputable broker-dealers and used the arithmetic average of these quotes as AlphaBridge’s price for these securities. [read post]
8 Jan 2012, 5:06 pm
All state laws vary. [read post]
19 Jan 2022, 9:01 pm
Auditors found central and regional authorities have no powers to influence controls on dairy hygiene, which are carried out by local authorities and do not have access to local sampling plans so cannot monitor implementation. [read post]
3 May 2022, 9:05 pm
Up to 200 people are affected across Europe with one patient in the United States. [read post]
29 Jun 2022, 3:24 pm
The reason is that Ernst & Young was just fined $100 million—the largest fine the SEC has ever imposed on an accounting firm—after evidence emerged that hundreds of auditors there cheated on the tests they are required to take to get or keep their professional licenses. [read post]
1 Nov 2023, 2:30 am
It’s also worth noting here that the federal government and many states have laws in place that protect whistleblowers from retaliation by their employers and expending resources to identify a whistleblower will undoubtedly be seen as indicative of a retaliatory motive. [read post]
1 Jul 2010, 10:35 am
The letter stated that the funds had not received their audited financial statement for 2008 because an SEC investigation of one of the funds was pending. [read post]
18 Feb 2023, 12:05 pm
Questions were also raised on the decision of government-held entities like the State Bank of India (SBI) and the Life Insurance Corporation (LIC) to invest in Adani Group stocks at allegedly inflated rates. [read post]
3 May 2012, 8:59 pm
& China: Regularly disappointing each other http://t.co/Z5a9z7sF -> Reuters: U.S. auditor watchdog in China talks http://t.co/3vmbKIt9 -> MarketWatch: PE-backed China listings in U.S. to wane http://t.co/gpaPdyam -> NYT: In Talks, U.S. [read post]
16 Feb 2024, 1:30 pm
An example of gross negligence could lead to termination while a smaller violation would go through an internal review process, as well as be subject to review by the city’s independent auditor, he said. [read post]
7 Feb 2011, 5:15 am
Take, for instance, the CFTC's acceptance of foreign trading screens and PCAOB's reliance on foreign auditors. [read post]
14 Oct 2010, 9:38 pm
The second is the less obvious impact that since payoffs are so common, the auditors who take the payoffs never actually learn how to do the work to high standards. [read post]
17 Apr 2012, 10:00 pm
Arthur Andersen For those of you who do not recall, Arthur Andersen was the auditor for Enron and was caught up in the Enron scandal. [read post]
Good to know: The US trademark office has a ‘proof of use’ audit program for trademark registrations
11 Jan 2019, 10:17 am
You or your trademark representative will receive a notification stating that the registration has been selected for audit. [read post]
8 Jul 2016, 6:14 am
Posted by Harley Ryan, Georgia State University, on Tuesday, July 5, 2016 Tags: Agency costs, Board composition, Board leadership, Boards of Directors, Director qualifications, Executive performance, Firm performance, Management, Non-executive chairman, Shareholder value, Succession Institutional Investors and Class Action Tolling Posted by Blair A. [read post]
3 Jan 2020, 5:28 am
Carnival’s PR department released a press statement yesterday afternoon, stating “while Carnival Elation was offloading water from its ballast systems, which helps balance the ship for navigational purposes, a gray water valve was inadvertently opened, discharging treated gray water from the plumbing and shower systems for a short period. [read post]
10 Dec 2006, 8:05 am
Having attorneys double- and triple-bunked, as we are now; having attorneys reside in the auditor's office, as we do now; and asking new full-time attorney hires, at their own expense, to maintain their private offices because we do not have a place for them to work, is embarrassing and unprofessional. [read post]
25 Jun 2009, 11:00 am
Thompson's auditors could not determine if all the taxes and surcharges on customers' bill were appropriately mandated. [read post]
1 Feb 2024, 9:05 pm
On the other hand, PRAs may induce auditors to charge higher fees to compensate for the greater risk of litigation (Shu, 2000), and encourage firms to replace their capital investments with cash holdings to create a buffer for future litigation costs – which, in turn, may reduce firm productivity (eg, Arena and Julio, 2015). [read post]
12 Sep 2011, 5:00 am
With respect to scienter, the court held that the mental state embraced both an “intent to deceive, manipulate or defraud” and recklessness. [read post]
