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14 Dec 2021, 10:20 am
If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. [read post]
14 Dec 2021, 12:14 am
For example, the California State Assembly is considering the Automated Decision Systems Accountability Act of 2021 (AB-13), which would require monitoring and impact assessments for California businesses that provide “automated decision systems,” defined as products or services using AI or other computational techniques to make decisions. [read post]
10 Dec 2021, 4:59 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, December 10, 2021 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of December 3–9, 2021. [read post]
8 Dec 2021, 12:03 pm
Dubin, 21-27, Robert Dubin embezzled over a million dollars from Arrow Highway Steel, Inc. while working during the early 1990s as Arrow’s accountant in California. [read post]
8 Dec 2021, 11:27 am
SEC RIAs to pooled investment vehicles may avoid both the quarterly statement and surprise examination requirements by having audited financial statements prepared for each pooled investment vehicle in accordance with generally accepted accounting principles (“GAAP”) by an independent public accountant registered with the Public Company Accounting Oversight Board (“PCAOB”). [read post]
8 Dec 2021, 7:27 am
SEC RIAs to pooled investment vehicles may avoid both the quarterly statement and surprise examination requirements by having audited financial statements prepared for each pooled investment vehicle in accordance with generally accepted accounting principles (“GAAP”) by an independent public accountant registered with the Public Company Accounting Oversight Board (“PCAOB”). [read post]
6 Dec 2021, 12:36 pm
UBS Financial Services Inc. [read post]
6 Dec 2021, 6:30 am
She recently joined SiriusXM Inc. as an assistant archivist for Spanish language radio content and aspires to pursue a career in archives and museums. [read post]
5 Dec 2021, 4:39 pm
The Duchess is seeking “accounts for profits,” which would mean compensating on the basis of how much Associated Newspapers benefited from its law-breaking. [read post]
1 Dec 2021, 7:40 am
Except for pledges on bank accounts, self-help provisions to seize property on collateral security interests located in Venezuela are not valid. [read post]
28 Nov 2021, 11:59 pm
Mayfield’s accounts caption the video with, “I’m not sure I’ll ever forgive you for this. [read post]
26 Nov 2021, 5:38 am
Securities and Exchange Commission, on Friday, November 19, 2021 Tags: Glass Lewis, Institutional Investors, Institutional Shareholder Services Inc. [read post]
21 Nov 2021, 9:00 pm
”[12] The June ETS primarily requires the use of personal protective equipment (“PPE”) in “all settings where any employee provides healthcare services or healthcare support services. [read post]
20 Nov 2021, 10:33 am
”) (collecting cases). [read post]
19 Nov 2021, 10:33 am
A November 2019 press release reports on settlements with Freedom Pharmaceuticals, Inc. and Pharmacy Services Inc., “which were also defendants in this matter. [read post]
19 Nov 2021, 5:57 am
Securities and Exchange Commission, on Thursday, November 18, 2021 Tags: Glass Lewis, Institutional Investors, Institutional Shareholder Services Inc. [read post]
12 Nov 2021, 6:07 am
Nowell, Wachtell, Lipton, Rosen & Katz, on Thursday, November 11, 2021 Tags: Boards of Directors, Climate change, Diversity, Dual-class stock, ESG, Institutional Investors, Institutional Shareholder Services Inc. [read post]
9 Nov 2021, 6:32 am
His previous employers include Concorde Investment Services, LLC (CRD#:151604), Triad Advisors, Inc. [read post]
8 Nov 2021, 1:17 pm
Lincoln Investment Ameriprise Financial Services, Inc. [read post]
5 Nov 2021, 4:00 am
State Education Department (SED) (Preschool Special Education Audit Initiative): Omni Childhood Center, Inc. - Compliance With the Reimbursable Cost Manual (2021-S-66) Omni is a New York City-based proprietary organization authorized by SED to provide preschool Special Education Itinerant Teacher services to children with disabilities who are between the ages of 3 and 5 years. [read post]
