Search for: "Advantage Sales & Marketing LLC" Results 401 - 420 of 602
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11 Apr 2014, 3:11 pm
Then, one month later on March 24, 2014, FINRA announced that it had fined LPL Financial LLC $950,000 for supervisory deficiencies related to brokers' recommendations and sales to public investors of alternative investments, including non-traded REITs, oil and gas partnerships, business development companies (BDCs), hedge funds, managed futures and other illiquid pass-through investments. [read post]
19 Jan 2014, 9:01 pm
Strategies being deployed by different PE firms and even funds to take advantage of this growth opportunity differ, as fund managers seek to differentiate themselves in a hotly competitive fundraising environment. [read post]
5 Jan 2014, 3:30 pm by Barry Sookman
Did Judge Chin err by not considering the potential of the market for the works? [read post]
11 Nov 2013, 10:01 pm by Kelly Damewood
Charlie Steinberg of Herbal Synergy, LLC, a cannabis-testing company, expressed similar sentiments. [read post]
3 Nov 2013, 8:05 pm by Ron Coleman
For example, it will be exciting to see how JustFab and ShoeDazzle create a cohesive market for online shoppers as they combine JustFab’s personalized shopping experience with ShoeDazzle’s amazing sales. [read post]
16 Oct 2013, 7:31 am by D. Daxton White
” Unfortunately such sales pitches ignore the substantial risks of closed-end funds, particularly those over-concentrated in one market. [read post]
9 Oct 2013, 12:39 pm by D. Daxton White
-          Your Financial Advisor may also earn additional compensation in connection with secondary market transactions you make, sometimes as high as 3.5% of your purchase (a “mark up”), and up to 1.5% on a sale (a “mark down”). [read post]
9 Oct 2013, 6:01 am by D. Daxton White
-          Your Financial Advisor may also earn additional compensation in connection with secondary market transactions you make, sometimes as high as 3.5% of your purchase (a “mark up”), and up to 1.5% on a sale (a “mark down”). [read post]
9 Oct 2013, 6:00 am by D. Daxton White
-          Your Financial Advisor may also earn additional compensation in connection with secondary market transactions you make, sometimes as high as 3.5% of your purchase (a “mark up”), and up to 1.5% on a sale (a “mark down”). [read post]
9 Oct 2013, 5:59 am by D. Daxton White
-          Your Financial Advisor may also earn additional compensation in connection with secondary market transactions you make, sometimes as high as 3.5% of your purchase (a “mark up”), and up to 1.5% on a sale (a “mark down”). [read post]
9 Oct 2013, 5:58 am by D. Daxton White
-          Your Financial Advisor may also earn additional compensation in connection with secondary market transactions you make, sometimes as high as 3.5% of your purchase (a “mark up”), and up to 1.5% on a sale (a “mark down”). [read post]
4 Sep 2013, 6:58 am by Allison Tussey
., North Development, LLC, Southeastern Waterfront Marketing, Inc., William Garith Allen, Randolph M. [read post]
15 Aug 2013, 5:16 pm by John P. Smolen
  To maximize the coal synergy opportunities, the design-build contract contains provisions so that portions of  the revenues from the sale of the marketable coal would reduce the contract price if marketable coal is extracted above a certain quantity. [read post]