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9 Nov 2011, 2:37 am
Frank (D. [read post]
22 Dec 2020, 11:06 am
” Second, the Letter observes that “interpretations of section 85 are interpretations of a federal authority granted to national banks, even though they may ultimately have some effect on the applicability of a particular state law (e.g., if an interpretation informs the determination of which state law governs under section 85). [read post]
8 Sep 2022, 6:27 am
“Congratulations to Gladys and all the applicants for their impressive work. [read post]
24 May 2018, 11:18 am
For a summary of some of the Act’s key provisions applicable to financial institutions, click here for our full alert. [read post]
13 Sep 2010, 1:19 pm
Sullivan & Cromwell Partner and Practice Center Contributor Frank Aquila recently sent along a memo prepared by his S&C colleagues that discusses a recent joint request for comment issued by the four federal banking agencies. [read post]
3 May 2017, 6:32 am
This post is based on a Fried Frank publication by Ms. [read post]
25 Dec 2013, 3:35 pm
Section 953(b) is silent on the definition of “employees,” and there is no legislative history to support that it was intended to have such an expansive application. [read post]
21 Oct 2024, 1:00 am
Devry Smith Frank LLP (“DSF”) lawyers David Derfel and Charle Fuhr’s resilience in their advocacy for a client proved to be successful in a recent adjudication at the Licence Appeal Tribunal (the “LAT”). [read post]
26 Apr 2018, 6:03 am
This post is based on a Fried Frank publication by Ms. [read post]
10 May 2019, 10:04 am
Frank also points out that employers should be clear in establishing policies and giving guidance to applicants and current employees about the company’s drug testing requirements. [read post]
16 Jun 2013, 11:17 am
David Scott (D-GA) said that the legislation addresses issues around the extra-territorial application of the Dodd-Frank Act. [read post]
13 Oct 2015, 7:58 am
Circuit’s ruling that the Dodd-Frank Act did not authorize retroactive application of provisions barring an individual or entity from associating with municipal advisors or statistical rating organizations. [read post]
14 Nov 2011, 5:02 am
Gardner prepared an affidavit in support of a search warrant application, which Sager reviewed. [read post]
7 Jan 2011, 5:00 am
Here are some recent compliance-related stories that I found interesting: Dodd-Frank: Too Many Regulations Too Fast? [read post]
16 Jul 2021, 5:43 pm
To enrich the casebook materials Frank and I have started producing a series of video discussions of key cases from the jurisprudence. [read post]
16 Jul 2008, 9:06 am
I can hear you now: “Frank, I can’t ask someone their medical history. [read post]
25 Feb 2015, 12:28 pm
In her application, the woman stated she was the owner of the insured vehicle and the only licensed driver in the household. [read post]
19 Jun 2011, 2:52 pm
There appears to be strong support for the SEC’s proposal, in implementing Dodd-Frank’s requirement for independent compensation committees, to allow the exchanges to establish their own independence standards based on factors set forth in Section 952 of Dodd-Frank. [read post]
10 Sep 2023, 9:10 pm
After reminding companies that issuers must adopt a Dodd-Frank clawback policy no later than December 1st, NYSE noted that it is also requiring each listed issuer to confirm via Listing Manager either that it adopted a policy by that date or that it is relying on an applicable exemption. [read post]
22 Mar 2015, 5:52 pm
(Check out this page of the website for information on how to apply for next year’s program; applications are due by May 31, 2015.) [read post]
