Search for: "Associated Asset Management LLC"
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26 Jun 2019, 1:06 pm
Smith previously served as a managing director at Patomak Global Partners LLC, where she advised financial services firms, including broker-dealers, exchanges, banks, and asset managers, and public companies on regulatory policy, corporate governance, and compliance matters. [read post]
17 Feb 2012, 10:40 am
The three men then executed an agreement appointing each of them as co-managers of Wingfield. [read post]
24 Jan 2022, 11:03 am
[vi] Specifically, the court addressed coverage for a shareholder action against Calamos Asset Management, Inc. [read post]
10 Oct 2016, 3:34 am
This year’s program is no exception, with star-studded panels addressing the latest case law developments, LLC deadlock, nonprofit LLCs, structuring LLC board management, and others. [read post]
15 Jun 2017, 8:24 am
American Finance Trust, Inc. is a real estate investment trust launched and managed by American Financial Advisors, LLC. [read post]
22 Jun 2011, 11:53 am
The case was brought under the supervision of Atlanta Regional Director Rhea Dignam and Associate Regional Director William Hicks. [read post]
24 Jun 2015, 8:28 am
Rogers facilitated transactions in a company called R&P Development LLC from 2009 through 2013, when he was registered by GLS & Associates, Inc. and Warren Averett Asset Management. [read post]
14 Sep 2023, 12:21 pm
SEC Order – BTS Asset Management Inc. [read post]
17 Apr 2015, 5:42 am
Wilson's management rights, but initially refused the request for receivership. [read post]
25 Sep 2023, 9:03 am
A portion of the assets will be spun off into a separate publicly traded company, with management expecting that deal to close November 1, 2023. [read post]
20 Apr 2023, 1:20 pm
CFM Partner David Rothschild and Senior Associate Malhar Oza will be joined by Managing Director Michael Fitzgerald of TD Cowen and Chief Executive Officer Fizza Khan of Silver Regulatory Associates LLC for a lively discussion. [read post]
29 Nov 2011, 9:42 am
Meantime, from September ’06 to January ’09, Provident Asset Management, LLC sold and marketed limited partnerships and stock in 23 private placements issued by Provident Royalties. [read post]
9 Nov 2015, 3:55 pm
Associated Entities: Principal Financial Services, Inc.; Principal Life Insurance Company; Principal Real Estate Investors, LLC; Spectrum Asset Management, Inc.; Post Advisory Group, LLC; Columbus Circle Investors; Edge Management, Inc.; Morley Financial Services Inc.; Finisterre Capital, LLP. [read post]
7 Nov 2019, 12:00 am
In a recent case, Yes Assets, LLC, a company owned by Jerome and Jenny Yeh, owned and managed a shopping center that contained several storefronts and a large, enclosed open space that provided room for over 120 different vendor booths that served as a discount mall or flea market. [read post]
18 Sep 2016, 8:09 am
The investigation also includes Platinum Credit Holdings LLC, Platinum Credit Management LP, Platinum Partners Value Corp., and Platinum Management (NY) LLC. [read post]
27 Nov 2023, 11:11 am
Unlike the case with a charitable nonprofit, the owners of a for-profit entity, particularly a limited liability company (LLC), may be able to determine and freely change the entity’s goals and limitations. [read post]
29 Apr 2020, 6:00 am
In the current business environment, companies are justifiably concerned about the uncertain future and controlling the cost associated with managing their IP portfolios and engaging outside counsel. [read post]
6 Jul 2011, 12:10 pm
The settlement is supported by a group of major institutional investors, including BlackRock Financial Management Inc., the Federal Home Loan Bank of Atlanta, the Federal Reserve Bank of New York’s Maiden Lane entities, Goldman Sachs Asset Management LP, New York Life Investment Management LLC, Pacific Investment Management Company LLC, and Teachers Insurance and Annuity Association of America. [read post]
3 Sep 2013, 3:30 am
As explained on an exchange intermediary trade association website: The theory behind Section 1031 is that when a property owner has reinvested the sale proceeds into another property, the economic gain has not been realized in a way that generates funds to pay any tax. [read post]
1 Jun 2009, 4:19 am
Rutter (Guilford)(Tennille):dispute between members of an LLC, plaintiff alleges that he has been improperly excluded from participating in the management of the LLC. [read post]
