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2 Jul 2021, 8:06 am
  Pix Credit HERENorges Bank announced its decision to revoke the exclusion of Precious Shipping PCL from the Fund. [read post]
4 May 2022, 8:11 am by Simon Lovegrove (UK)
On 3 May 2022, the European Banking Authority (EBA) issued a Discussion Paper on the role of environmental risks in the prudential framework for credit institutions and investment firms. [read post]
28 Apr 2014, 12:12 pm by Glen P. Trudel
  The Letter was sent in response to and in support of the ongoing efforts of the DOE’s Program Integrity and Improvement Negotiated Rulemaking Committee (the “Committee”) over the last several months to consider, among other things, revisions to the DOE’s Title IV’s cash management rules (34 CFR 668, Subpart K), including those relating to acceptable methods of disbursement of eligible Title IV funds to students (34 CFR 668.164). [read post]
17 Jan 2013, 10:00 am by Mark Astarita
Related articlesFINRA Proposes to Tighten Definition of "Public Arbitrator" (lawprofessors.typepad.com)Big-Bank Regulator Targets the Little Guy (bloomberg.com)Reuters - FINRA Takes Steps to Regulate Crowdfunding (pehub.com)Finra Said to Vote to Make Brokers Disclose Recruiting Bonuses - Bloomberg (bloomberg.com)SAC Insider Case Rides Finra Referral to Cohen's Backyard (bloomberg.com)Citigroup Broker Exonerated In $2.5 Million Great Recession Case (forbes.com) [read post]
28 Jun 2013, 12:07 pm by Sheldon Toplitt
His letter sets a Sept. 27 deadline to reach a settlement with unions that would involve their giving up the roughly $9 million the daily claims it could bank through outsourcing. [read post]
6 May 2016, 10:53 am
"The problem is that there's no evidence that this goal has been met, and ample evidence that it hasn't:"As of December 2015, only 28% of enrollees were between the ages 18-34"Missed it by that much! [read post]
21 May 2024, 2:26 am by Jack Bogdanski
If they need $100, it's $34 a year.Synchrony Bank, a 21st Century loanshark. [read post]
7 Jan 2020, 8:00 am by Dan Ernst
By setting aside the dizzying swirl of semantics and considering how members of Congress actually voted on the removal debate, amendments, the bank bill, and other early controversies, one can identify some remarkably consistent through lines that render the entire sequence of events, and the talking points of politicians, less inchoate and more intelligible. [read post]
7 Oct 2013, 12:59 pm by Sean Patrick Donlan
 By J Lokulo-Sodipe & A Osuntogun The Sexual Orientation of a Parent as a Factor when Considering Care By C Feldhaus & C van den Heeve A Human Rights-Based Approach to Poverty Reduction: The Role of the Right of Access to Medicine as an Element of the Right of Access to Health Care By BZ Straus & D Horsten The Impact of the National Credit Act 34 of 2005 on the Enforcement of a Mortgage Bond: Sebola v Standard Bank of South Africa Ltd 2012 5 SA… [read post]
27 Mar 2014, 9:30 am by azatty
An additional 34 consumers were assisted via social media, which means a total of 117 people were helped. [read post]
16 Oct 2015, 5:53 am
From the Desk of Jim Eccleston at Eccleston Law LLC:UBS Financial Services of Puerto Rico was hit with a $34 million fine to settle charges brought by the SEC and FINRA. [read post]
22 Oct 2017, 8:48 am
At least 34 marijuana farms suffered extensive damage as the wildfires tore across wine country and some of California’s prime marijuana-growing areas. [read post]
19 Jul 2013, 7:00 am by Richard Kummer
The sales yielded almost $34 million, of which almost $17 million was wired to overseas bank accounts. [read post]
23 May 2018, 8:14 am by SEClaw Staff
Brokerage Firms and AML Officer Charged With Anti-Money Laundering ViolationsThe SEC announced settled charges against broker-dealers Chardan Capital Markets LLC and Industrial and Commercial Bank of China Financial Services LLC (ICBCFS) for failing to report suspicious sales of billions of penny stock shares. [read post]
14 May 2014, 7:01 am
From the Desk of Jim Eccleston at Eccleston Law Offices: In a survey of 34 broker-dealers from across the country, the North American Securities Administrators Association Inc. [read post]