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17 Feb 2021, 9:22 am by Silver Law Group
Financial advisers often push products that pay high commissions and fees, even when such products are not in the best interests of their clients. [read post]
10 Feb 2021, 6:00 am by Kevin Kaufman
A Hypothetical Imagine a company, the Lighthouse Watch Company (a product advertiser), which is in the business of manufacturing and selling nautical-themed watches. [read post]
4 Feb 2021, 5:01 am by Gary Corn
Given the popularity of DJI’s products across private consumer and business markets, the concerns raised about its Disaster Relief Program are representative of a much larger debate emerging about Chinese drone technology specifically, and Chinese tech products in general. [read post]
31 Jan 2021, 9:04 pm by Jonan Pilet
 The action regarding Fortune Food Product Inc., an Illinois-based processor of sprouts and soy products, involves violations of the sprouts portion of the Produce Safety Rule, which is part of the 2011 Food Safety Modernization Act (FSMA). [read post]
29 Jan 2021, 11:32 am by IncNow
  Many shop around for the best state in which to incorporate and come to Delaware. [read post]
29 Jan 2021, 9:49 am by Rachel Casper
The Cisco Meraki product line is a very good affordable option for IDS/IPS functionality. [read post]
It also presents privacy challenges for organizations trying to balance business needs and productivity with expectations of privacy. [read post]
21 Jan 2021, 11:02 am by Cynthia Marcotte Stamer
Double the number of drive-through testing sites.Invest in next-generation testing, including at home tests and instant tests, so we can scale up our testing capacity by orders of magnitude.Stand up a Pandemic Testing Board like Roosevelt’s War Production Board. [read post]
19 Jan 2021, 8:16 am by Staff Attorney
In addition, some investment advisers manage investment portfolios and offer financial planning services. [read post]
15 Jan 2021, 1:48 pm by luiza
BlueCrest Capital Management Limited – In another enforcement action of international dimension, the SEC obtained a $170 million settlement from UK-based investment adviser BlueCrest Capital Management Limited over charges that it moved its top trades from its premier client fund to an in-house proprietary fund and then put the client’s funds under the control of an underperforming algorithm. [read post]
4 Jan 2021, 2:02 pm by Cynthia Marcotte Stamer
Less than a year after the declaration of the COVID-19 health care emergency, the agencies’ commitment to zealous investigation and enforcement of COVID-related fraud already has produced a multitude of federal indictments and convictions against parties accused of COVID loan or unemployment relief program fraud, Federal Emergency Management Administration (“FEMA”) and health care fraud. [read post]
4 Jan 2021, 1:29 pm by Matt Gluck, Tia Sewell
On occasion, when circumstances permit, the assistant will engage with and assist other research and production topics at Lawfare. [read post]
31 Dec 2020, 1:40 pm by Kevin
Congress may have been unable to get you another stimulus check this year, among other failures, but it did manage to do this for you. [read post]
24 Dec 2020, 7:21 am by Kristian Soltes
PIN-less debit products for e-commerce and dual message products for card-present transactions are two of the most recent examples. [read post]
22 Dec 2020, 9:43 am by CFM Admin
Advisers that are not registered may still wish to review their procedures and/or implement a compliance program as a best practice. [read post]