Search for: "C Frank" Results 401 - 420 of 3,589
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10 Jan 2011, 10:35 am by James Hamilton
The group also requested the Commission to confirm that the affirmative defenses under Rule 10b5-1(c) are applicable to security-based swaps. [read post]
27 Jul 2010, 8:26 am by Alan Petrillo
The Business School Professors’ sentiments range from the “cautious optimism” of Robert Steven Kaplan to Robert C. [read post]
23 Jan 2011, 8:20 am
A made-up conclusion in a search warrant affidavit was material, and false under Franks, and obviously not in good faith, and Herring required exclusion. [read post]
21 Apr 2011, 5:19 pm by Brian Baxter
Frank McCourt becomes the latest owner shunted aside for legal reasons by a major pro sports league, Bingham advises on another team sale, two firms seek a seat at the table in the NFL's ongoing labor negotiations, Skadden advises the NHL on a new TV contract, a Canadian lawyer joins a hall of fame, and Carl Lewis testifies in New Jersey in our weekly look at sports and the law. [read post]
2 Mar 2011, 6:00 am by Ted Frank
[Frank's] claims to the contrary reveal an anti-consumer agenda aimed at stopping the settlement from proceeding. [read post]
18 Sep 2010, 5:56 am by David Feldman
On September 15, the SEC adopted some rule amendments to conform with changes made in the Sarbanes-Oxley Act by the Dodd-Frank Act of 2010. [read post]
31 May 2018, 9:29 am by Arina Shulga
  The Act significantly amends the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
27 Jan 2012, 8:14 am by James Hamilton
While acknowledging that Section 953(b) is more prescriptive than many Dodd-Frank requirements, the groups said that the SEC has been afforded the time to thoroughly analyze the economic impacts that different alternatives will have on the U.S. economy at large. [read post]
13 Sep 2010, 1:19 pm by Kara OBrien
Sullivan & Cromwell Partner and Practice Center Contributor Frank Aquila recently sent along a memo prepared by his S&C colleagues that discusses a recent joint request for comment issued by the four federal banking agencies. [read post]
8 Jul 2016, 3:17 am
Michael Coscia (Indictment, NDIll, October 1, 2014).SIDE BAR: The Spoofing Counts: Title 7, United States Code, Sections:6c(a)(5)(C):(5) Disruptive practices. [read post]
22 Jan 2019, 11:00 am
Belinda Stronach, a former Canadian lawmaker, is seeking about C$33 million ($25 million) from her father. [read post]
9 May 2016, 6:06 am
Bank Of America Corporation, Bank Of America Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Defendants (Complaint, SDNY, 16-CV-03653, May 16, 2016).BackgroundThe Complaint c... [read post]