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10 Dec 2010, 3:38 am
Share are down 6% Here is how Charles Schwab describes the company. [read post]
7 Dec 2010, 12:43 pm
29 Nov 2010, 8:59 am
Packed with insights from face-to-face interviews with world-class business leaders (Tony Hsieh of Zappos, Virgin Brands’ Richard Branson, Ingvar Kamprad of IKEA, Charles Schwab, and many others), this book distills a wealth of ideas and practices to uncover the core ingredients of successful organizations. 3. [read post]
24 Nov 2010, 7:06 pm
Charles Schwab appears to have proven that adage correct in its settlement of the securities class action pending against the company in the N.D. of California.... [read post]
22 Nov 2010, 12:04 am
: As I reported in an earlier post, the Charles Schwab Corporation had announced its decision to withdraw from the $235 Schwab YieldPlus Fund subprime-related securities class action settlement, due to a dispute about whether or not the settlement stipulation released the California state law claims of non-California class members. [read post]
17 Nov 2010, 6:01 pm
The S.E.C. is examining whether Charles Schwab misled its clients about a fund that was supposed to be safe, but was packed with subprime investments. [read post]
15 Nov 2010, 4:30 am
The competition was the brainchild of Professor Charles Whitehead, a new member of the Cornell Law faculty with an impressive Wall Street background and unflappable charm. [read post]
12 Nov 2010, 7:16 pm
A couple of cases have taken an unexpected turn. (1) Last April, Charles Schwab Corporation announced the preliminary settlement of the securities class action pending against the company in the N.D. of California. [read post]
12 Nov 2010, 12:51 pm
The Charles Schwab Corp. filed a notice of withdrawal from a settlement that it had negotiated to end a class action regarding the mismarketing of its YieldPlus Fund, according to a Law360 article by Pete Brush. [read post]
10 Nov 2010, 12:17 pm
On November 8 Charles Schwab announced that it was invoking the termination clauses in settlement agreements in a consolidated class action lawsuit relating to the Schwab YieldPlus Fund®. [read post]
9 Nov 2010, 8:24 am
The San Francisco Chronicle reported today that Charles Schwab plans to terminate their agreement to settle a class action lawsuit filed on behalf of shareholders in Schwab's YieldPlus fund--an ultra-short-term-bond fund. [read post]
9 Nov 2010, 12:47 am
However, in a November 8, 2010 press release (here), Charles Schwab Corporation announced that it had notified the plaintiffs in the case that it was invoking the termination provisions of the settlement agreement and withdrawing from the case. [read post]
17 Oct 2010, 11:00 pm
In re Charles Schwab Securities Litigation is a securities fraud case which is "on the eve of a settlement approval" when the parties wondered if the settlement agreement would allow the non-California resident plaintiffs to pursue California state Unfair Competition Law (UCL) claims after the settlement agreement. [read post]
30 Sep 2010, 10:23 am
The complaint alleges that Grant's letter told his former clients that Sage was formed solely to manage their funds and First Wilshire suggested moving their accounts from Wedbush to a discount broker, Charles Schwab & Co. [read post]
18 Sep 2010, 11:07 am
Schwab (steel), and Mark Twain (author). [read post]
13 Sep 2010, 5:26 am
Holding the Virtual Annual Meeting: Factors to Consider and Practice Pointers Tune in tomorrow for our webcast - "Holding the Virtual Annual Meeting: Factors to Consider and Practice Pointers" - featuring these experts who are the pioneers that have been through the virtual or hybrid experience already: - Cathy Conlon, Vice President, Strategic Development, Broadridge - Carl Hagberg, Independent Inspector of Elections and Editor of The Shareholder Service Optimizer - Lisa Beth… [read post]
10 Sep 2010, 9:44 am
2 Sep 2010, 2:55 pm
At least one court has found (contrary to the result in this case) that a plaintiff may assert a claim for vicarious liability under the Computer Fraud and Abuse Act: Charles Schwab & Co. v. [read post]
28 Aug 2010, 3:29 pm
Charles Schwab was sued by the New York attorney general for allegedly misrepresenting or failing to disclose the liquidity risks of auction rate securities. [read post]
27 Aug 2010, 5:34 am
(“Charles Schwab”) as its investment advisor. [read post]
