Search for: "CITIGROUP GLOBAL MARKETS INC"
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30 Dec 2011, 7:27 am
The Citigroup Case: Judge Rakoff's Decision and the Potential Impact on How SEC Cases Proceed. [read post]
7 May 2012, 7:09 am
Citigroup Global Markets Inc., Morgan Stanley, UBS Financial Services Inc. and Wells Fargo recently agreed to pay $9.1 million to settle allegations that they sold leveraged and inverse exchange-traded funds to clients who had no business investing in the complex instruments. [read post]
30 Nov 2011, 2:15 pm
S&P said that it was applying some new standards to its rating methodology that “focus on how institutions manage their businesses under market and economic stress. [read post]
19 Jul 2008, 9:35 am
May 29, 2008)(per curiam) (CPS mass custody case)[36] In Re CitiGroup Global Markets, Inc., No. 06-0886 (Tex. [read post]
29 Oct 2020, 7:36 am
Central Bank Digital Currencies Have the Power to Upend Global FinanceCoinTelegraph – October 26, 2020 Central bank digital currencies will fundamentally change our conceptions of money and its uses. [read post]
5 Nov 2007, 1:48 pm
"This situation is hardly optimal -- not when global competitio [read post]
5 Apr 2009, 1:26 pm
Introduction What began in late 2006 as a disruption in the market for subprime mortgage-backed securities, collateralized mortgage obligations (”CMOs”), and collateralized debt obligations (”CDOs”) has metastasized into a global financial crisis that has plunged much of the world into recession and brought down some of the world’s largest financial institutions. [read post]
26 Feb 2007, 3:36 pm
GS Capital Partners, Lehman Brothers, Citigroup and Morgan Stanley intend to be equity investors at closing. [read post]
18 Feb 2021, 9:15 am
COMCO is investigating whether Mastercard is abusing its dominant position in the market. [read post]
20 Sep 2011, 10:00 am
The Fifth Circuit emphatically concluded in Citigroup Global Markets Inc. v. [read post]
19 Oct 2009, 6:14 am
The Board of Directors of the Company has received the opinion of Citigroup Global Markets Inc., dated as of the date of this Agreement, to the effect that, as of such date, the Class A Merger Consideration is fair, from a financial point of view, to the holders of shares of Company Class A Common Stock (other than those holders who are also holders of Company Class B Common Stock and their Affiliates). [read post]
12 Jan 2012, 4:09 pm
There was a report about the case on the 5RB Website as well as in the Press Gazette and the Lawyer. 7.4.11 SIOC/11/0428 Halyvourgiki Inc v Citigroup Global Markets Ltd. [read post]
24 Apr 2008, 3:13 pm
” The banks’ mandamus petition and request for emergency stay also remain pending as In re Citigroup Global Markets, Inc., No. 08-0289 in the Texas Supreme Court. [read post]
16 Nov 2006, 11:50 am
PSS Systems customers include Citigroup, Credit Suisse, Babcock & Brown, Cap Gemini, First Data Corp, and others. [read post]
4 Feb 2019, 6:28 am
Mattress Firm Inc. [read post]
17 Dec 2009, 6:33 am
The February 2009 Delaware Court of Chancery decision in In Re Citigroup Inc. [read post]
9 Jul 2012, 4:21 pm
For example, in America Online, Inc. v. [read post]
6 Aug 2009, 5:22 pm
Ct. 1396 (2008), and about two of the most frequently cited cases construing Hall Street's dictum on manifest disregard of the law — Citigroup Global Markets, Inc. v. [read post]
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
9 May 2011, 12:31 am
On 7 April 2011 there was a Statement in Open Court in the case of Halyvourgiki Inc v Citigroup Global Markets Ltd. [read post]
