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1 Apr 2019, 7:54 am
The Yield Enhancement Strategy (YES) that UBS Financial Services, Inc. [read post]
1 May 2013, 12:47 pm
He said, "We will design the phosphorus trading program to be transferrable to other areas in the Great Lakes region so we can maximize the positive impacts and investment of USDA-NRCS." [read post]
12 Dec 2007, 6:25 am
The fund at issue -- the Bear Stearns High Grade Structured Credit Strategies Enhanced Leverage (Overseas) Fund -- is one of two Bear Stearns hedge funds that filed for bankruptcy earlier this year after suffering heavy losses from their investments in subprime debt.Investors claim that Bear Stearns failed to adequately disclose related party transactions. [read post]
2 Oct 2022, 12:47 pm
L Bonds were not credit rated by any credit rating agency nor were they insured. [read post]
14 Jul 2022, 8:28 am
His previous employers were Wells Fargo Advisors, LLC (CRD#:19616), also of Wilmington, and Charles Schwab & Co., Inc. [read post]
21 Feb 2008, 8:24 am
., MBIA Inc., and Ambac Financial Group Inc. [read post]
16 Nov 2017, 10:39 am
The post Hornor Townsend & Kent Inc. [read post]
28 Aug 2020, 12:02 pm
He was also affiliated with SCF Investment Advisors, Inc. until he was discharged in May 2019 after he “admitted to misappropriation of customer funds to pay various credit card companies. [read post]
9 Jan 2012, 12:58 am
A more troublesome standing challenge has arisen in cases in which the courts have held that the named plaintiffs can only represent investors that purchased securities in the same investment tranches, but not investors who purchased securities in other tranches in the same securities offering. [read post]
28 Sep 2022, 8:06 am
;Credit Suisse Securities (USA) LLC;Deutsche Bank Securities Inc. together with DWS Distributors Inc. and DWS Investment Management Americas, Inc. [read post]
14 Jun 2017, 7:11 am
Additionally, Smith allegedly promoted tax credits for non-corn ethanol production, which were later declared invalid by the state of Iowa. [read post]
16 Sep 2009, 8:07 pm
The credit-rating agency was tasked with reviewing UBS's CDO investment grade ratings. [read post]
16 Aug 2010, 9:17 pm
It was during this time that the fund sold credit default swaps on beleaguered companies, including Tribune Co., Lehman Brothers Holdings Inc., General Motors Corp, and American International Group Inc. [read post]
16 Sep 2019, 6:51 pm
On August 15, 2019, Redwood Trust, Inc. obtained another no-action letter for their mortgage servicing rights (MSRs) and cash proceeds. [read post]
28 Dec 2015, 7:57 am
For example, 43 of the 92 broker-dealers that sold TICs sponsored by DBSI Inc., a company whose executives were later charged with running a Ponzi scheme, a staggering 47% of firms that sold DBSI are no longer in business. [read post]
23 Oct 2012, 9:19 am
FINRA recently released an Acceptance, Waiver and Consent signed by Deutsche Bank Securities, Inc. [read post]
2 Jul 2013, 1:39 pm
The legislation would permanently extend the Renewable Energy Production Tax Credit (PTC) for wind, geothermal, hydro, and marine power and eliminate the tax credit for intangible drilling costs, the domestic manufacturing tax credit for oil and gas, and the percentage depletion credit for oil and gas wells. [read post]
17 Nov 2017, 6:05 am
To remedy this, Lee Enterprises and their lenders amended the credit agreement to “modify other covenants, including restricting the Company’s ability to make additional investments and acquisitions without the consent of its Lenders. [read post]
16 Aug 2016, 7:52 am
RBS Securities, Inc., August 15, 2016, Nelson, D.W.). [read post]
7 Sep 2009, 10:21 am
Lazy Days is being represented by Kirkland & Ellis LLP and Macquarie Capital (USA) Inc. [read post]
