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26 Nov 2023, 9:05 pm
Having affirmed that one security-related statute specifically covers cybersecurity, it may be time for Congress to do the same for other maritime security statutes, namely the Maritime Transportation Security Act and the Magnuson Act of 1950. [read post]
22 Nov 2023, 12:16 pm
Due to personal connections they have in Hollywood, they have lined up several well-known actors to appear in cameos and secured an additional $10 million in equity capital. [read post]
21 Nov 2023, 2:26 pm
Diamond was previously registered with an Atlanta-based broker-dealer called Kalos Capital Inc. when he sold GPB’s securities. [read post]
21 Nov 2023, 3:08 am
Having observed the limitations of conventional human capital management systems during his time at large F500 organizations and in the software industry, Juan recognized a need for innovation. [read post]
20 Nov 2023, 6:01 pm
Clients from the world of venture capital or real estate are often willing to forego financial security for the next “big deal. [read post]
20 Nov 2023, 3:54 am
In every case, the disputes have ended with workers declaring victory and securing what Bloomberg called “ record-breaking wage hikes . [read post]
17 Nov 2023, 5:28 pm
President Biden underscored the United States’ support for a free and open Indo-Pacific that is connected, prosperous, secure, and resilient. [read post]
17 Nov 2023, 11:41 am
These products allow insurance buyers to manage risks arising from known litigation. [read post]
17 Nov 2023, 5:26 am
The rule implements Section 1124(c) of the Social Security Act, which was added by the Affordable Care Act to require the disclosure of additional information about ownership and oversight of nursing facilities. [read post]
17 Nov 2023, 4:40 am
Relief and Works Agency (UNWRA) trucks lacking fuel, as future deliveries or humanitarian aid convoys “will be impossible to manage or coordinate” due to the communications shutdown, the UNWRA confirmed today. [read post]
17 Nov 2023, 12:00 am
Benefits of PPC for Lawyers Optimizing Your PPC Ad Campaigns 6 Law Firm PPC Strategies that Work Common PPC Mistakes that Law Firms Make (And What to Do Instead) The Strategic Advantage of Outsourcing PPC Ad Management for Law Firms What Is PPC for Lawyers? [read post]
15 Nov 2023, 11:39 am
Better risk modelling, while necessary, will likely not be sufficient to attract significant additional risk-absorbing capital. [read post]
15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
15 Nov 2023, 5:10 am
Based in Chicago, Acorn provides fully managed eDiscovery services to mid-size and regional law firms and corporate legal departments. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
13 Nov 2023, 9:05 pm
Assessing Potential Risks The Analytic Framework retains the eight proposed “vulnerabilities that most commonly contribute” to financial stability risks.[24]Relative to the proposal, the Analytic Framework includes additional examples of the types of “quantitative metrics” the Council may consider under certain vulnerabilities: Vulnerability Sample Metrics – Proposal Additional Metrics – Final Leverage… [read post]
13 Nov 2023, 1:01 pm
FINRA Rule 2020 Example In October of 2014, The Securities and Exchange Commission (SEC) took action against a high-frequency trading firm, Athena Capital Research, for manipulating the closing prices of numerous NASDAQ-listed stocks during a six-month period in 2009. [read post]
13 Nov 2023, 4:53 am
RUSSIA-UKRAINE DEVELOPMENTS Ukraine’s capital Kyiv was struck on Saturday in the first Russian air attack in 52 days. [read post]
13 Nov 2023, 4:07 am
My co-panelists Chris Mercer (Mercer Capital) and William Savino (Woods Oviatt Gilman LLP) respectively spoke about the marketability discount in fair value appraisal proceedings and caselaw developments concerning closely held business corporations. [read post]
13 Nov 2023, 3:00 am
“That’s a bit of a change from the previous few years in that it was a much smaller percentage than before,” said David Hulme, managing director and portfolio manager at Advent Capital Management, which specializes in convertible bonds. [read post]
