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23 Mar 2018, 6:23 am
Gorton and Toomas Laarits (Yale School of Management), on Wednesday, March 21, 2018 Tags: Bank debt, Bankruptcy, Banks, Bonds, Collateral, Financial crisis, Financial institutions, Financial regulation, Liquidity, Shadow banking, Sovereign debt Bringing the #MeToo Movement into the Boardroom Posted by Arthur H. [read post]
14 Mar 2018, 12:46 am by Kevin LaCroix
On February 21, 2018, the Supreme Court issued an opinion in Digital Realty Trust, Inc. v. [read post]
19 Feb 2018, 6:00 am by Amber Walsh
TripleTree — Founded in 1997, TripleTree an independent merchant bank focused on mergers and acquisitions, financial restructuring and principal investing services (through TT Capital Partners). [read post]
14 Feb 2018, 2:57 pm by Kevin LaCroix
CALPERS: SECURITIES ACT STATUTE OF REPOSE NOT SUBJECT TO EQUITABLE TOLLING In California Public Employees’ Retirement System v. [read post]
12 Feb 2018, 5:00 am by Barry Sookman
The coalition’s 25 representatives from all walks of Canada’s cultural community appropriately described the proposal as “a much needed solution to a large and growing problem that threatens the massive employment, economic, and cultural contributions of Canada’s film, television, and music industries. [read post]
6 Jan 2018, 12:26 pm by Adam Weinstein
(CAMAS) and Tamara Steele (Steele) concerning Steele’s recommendation to invest substantial sums in Behavior Recognition Systems (BRS) (n/k/a Giant Gray, Inc.). [read post]
5 Jan 2018, 5:35 am by Cynthia Marcotte Stamer
  In addition, five days after releasing the March 4, 2017 Breach 8-K, 21CO notified investors that its subsidiary, 21st Century Oncology, Inc. [read post]
31 Dec 2017, 5:12 pm by Wolfgang Demino
CFPB, federal-enforcement-actions, National-Collegiate-Student-Loan-Trusts, Transworld-System-Inc – posted on 11/16/17Trust spat in Delaware Verbatim: CFPB's Opposition to Intervention of Interested Non-parties who want to block Consent Judgment between the Bureau and the National Collegiate Student Loan Trusts federal-enforcement-actions, National-Collegiate-Student-Loan-Trusts, private-student-loans, Transworld-System-Inc – posted on… [read post]
21 Dec 2017, 9:22 pm by Dan Flynn
It cannot be resold, contributed to charities like food banks or even sold at yard sales. [read post]
17 Dec 2017, 3:28 pm by Wolfgang Demino
 under the Community Reinvestment Act A second subsidiary was also gobbled up along the way: a Bank of America subsidiary that actually went by that name, with (USA) in its name, located a bit further down South, in the dessert: Arizona. [read post]
15 Dec 2017, 9:01 am by CFM Admin
  Under the Custody Rule, if a registered investment adviser has custody of “client funds or securities”, then it must maintain those client assets with a qualified custodian (generally a bank, broker-dealer, FCM or other financial institution), subject to certain exceptions. [read post]
15 Dec 2017, 9:01 am by CFM Admin
  Under the Custody Rule, if a registered investment adviser has custody of “client funds or securities”, then it must maintain those client assets with a qualified custodian (generally a bank, broker-dealer, FCM or other financial institution), subject to certain exceptions. [read post]
12 Dec 2017, 9:02 pm by Nate Nead
[ix] Jones Lang LaSalle IP Inc., The Rise of Self-Storage in Asia Pacific, (2017). [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
The company, Munched, Inc. halted its ICO after being contacted by the SEC, and agreed to an order in which the Commission found that its conduct constituted unregistered securities offers and sales. [read post]
3 Dec 2017, 4:04 pm by INFORRM
The Open Rights Group notes that the Home Office has conceded that independent authorisation is necessary for communications data requests. [read post]