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27 Feb 2020, 7:33 pm
Please take the 2019-2020 Dewey B Strategic Survey here. [read post]
2 Feb 2020, 8:11 pm
Please take the 2019-2010 Dewey B Strategic Survey here. [read post]
29 Nov 2011, 2:58 pm
Section 16(b) provides for the recovery from company insiders of short-swing profits; and also states that no suit for such recovery can be brought more than two years after the date such profit was realized. [read post]
19 Dec 2007, 4:09 am
Class Action Claims Alleging Violations of Sections 34(b), 36(a) and 48(a) of Investment Company Act (ICA) Dismissed for Lack of Private Right of Action and Class Action’s ICA Section 36(b) Claim Fails to Allege Excessive Fees Connecticut Federal Court Holds Shareholders-plaintiffs filed a putative class action against various mutual funds, trustees and investment advisors in part for violations of the Investment Company Act (ICA) by alleging… [read post]
26 Aug 2007, 6:19 pm
Back in June, I reported that homeowners who lost homes in Katrina were waiting for a major ruling in their case against insurance companies. [read post]
1 Jun 2012, 9:56 am
As mentioned in a May 30, 2012 post, the SEC staff has begun to issue comment letters to companies that have or may claim emerging growth company (EGC) status. [read post]
12 Sep 2022, 5:44 am
While working at Company A’s facility, Company B’s employees file unfair labor practice charges against Company B and also vote to form a union. [read post]
25 Aug 2021, 11:18 am
South Bend, Indiana – Apparently the Plaintiff, Johnson Controls Technology Company (“Johnson”), is a technology holding company for its parent company Johnson Controls International, plc (“JCI”). [read post]
5 Jun 2011, 10:35 pm
Allstate Life Insurance Company B Allstate Life Insurance Company of New York B+ American General Life Insurance Company C+ Berkshire Hathaway Life of Nebraska C+ Columbia Insurance Company C+... [read post]
11 May 2018, 9:06 am
By Anthony B. [read post]
23 Jan 2022, 8:12 am
So, no RRO could be made against a director of the landlord company in person. [read post]
21 Aug 2013, 5:30 am
Author Michael B. [read post]
12 Feb 2009, 7:56 am
§ 214.6 (b). [read post]
10 Jan 2013, 1:38 pm
§ 78p(b), requiring corporate insiders to disgorge profits earned from certain purchases and sales of their company’s securities that take place within a six month period, applies only to purchases and sales of the same equity security of the company. [read post]
14 Apr 2017, 10:29 am
” Section 502(b)(2)(c)(1)(B)(i)-(iv) of the USA FREEDOM Act list four of these standards. [read post]
1 Apr 2024, 7:02 am
Optical Tactics, LLC d/b/a Fort Wayne Printing Company v. [read post]
20 Dec 2010, 2:34 pm
., Roxane Laboratories Inc. and B. [read post]
9 Oct 2023, 12:15 am
That restriction is currently found in Corporations Code Section 17701.04(b). [read post]
3 Jun 2011, 6:44 pm
The new bill H.R. 1070 proposes to introduce an additional exemption under Section 3(b), allowing companies to raise between $5 million and $50 million. [read post]
1 Aug 2016, 1:10 pm
B and his new company were deep in trouble. [read post]
