Search for: "Company B" Results 401 - 420 of 36,904
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
16 Apr 2024, 7:19 am by Ronald Mann
” Accordingly, she concludes, “[p]ure omissions are not actionable under Rule 10b-5(b). [read post]
16 Apr 2024, 4:54 am by David Lynn
Finally, companies with a March 31 fiscal year-end will need to file, as an exhibit to their annual report on Form 10-K or Form 20-F, any insider trading policies and procedures, or amendments thereto, that are the subject of the disclosure required by Item 408(b) of Regulation S-K. [read post]
15 Apr 2024, 10:00 pm by Sherica Celine
Creating Insurance Company Data Protection Policies and Procedures Video Review important steps insurance organizations must follow when drafting the policies and procedures required to comply with myriad state laws. [read post]
15 Apr 2024, 10:00 pm by Sherica Celine
Following the 2023 bank failures, bank regulators continue to scrutinize the regulatory compliance of financial technology (fintech) companies, particularly those companies partnering with banks in the payments space. [read post]
15 Apr 2024, 10:00 pm by Sherica Celine
Read this article to get an overview of the required disclosures, how the rules affect different types of companies, and the complex phase-in schedule. [read post]
15 Apr 2024, 10:00 pm by Sherica Celine
Business combination agreements for SPAC acquisitions of private companies are distinctly different from both public company and private target acquisition agreements. [read post]
15 Apr 2024, 9:19 am by Stephanie Ellis
The rule in FAR 19.502-2(b), which pertains to acquisitions above the simplified acquisition threshold, is worded a little differently. [read post]
15 Apr 2024, 8:00 am
COMPANY TO PAY $50,000 TO SETTLE AGE DISCRIMINATION CASEBecause Cedar Fair, L.P., d/b/a Cedar Point, an amusement park based out of Sandusky, Ohio, apparently refused to house employees who were 30 and over (unless they were entertainers), older out-of-town workers were unable to resume their seasonal employment with the company.Believing that such conduct violated the Age Discrimination in Employment Act (ADEA), the Equal Employment Opportunity Commission (EEOC) filed suit (EEOC… [read post]
15 Apr 2024, 7:25 am by Unknown
”For example, said the court, if a company fails entirely to file an MD&A, then the omission of particular information required in the MD&A has no special significance because no information was disclosed. [read post]
15 Apr 2024, 4:15 am by David Lynn
Separately, Item 303 of SEC Regulation S–K requires companies to disclose certain information in periodic filings with the SEC. [read post]
15 Apr 2024, 12:15 am
California Corporations Code Section 25118(b) provides an exemption from the state's usury limitations for loans. [read post]
14 Apr 2024, 9:05 pm by renholding
Here, the two companies are linked in a transaction that is probably material to both. [read post]
14 Apr 2024, 9:01 pm by renholding
” But as we have previously observed, this case marks what appears to be the first time the SEC has brought a lawsuit alleging that information about one company could be considered material to investors in another company because of the companies’ substantial similarities or connections. [read post]