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18 Dec 2018, 8:45 am by zamansky
“The inability to date to achieve this level of regulatory cooperation with Chinese authorities raises a number of investor protection and general oversight issues. [read post]
17 Dec 2018, 3:14 pm by Kevin LaCroix
 Mayweather also agreed to continue to cooperate with the investigation. [read post]
10 Dec 2018, 3:16 pm by Kevin LaCroix
  Bitcoin’s original goal, according to its white paper, was straightforward: A “purely peer-to-peer version of electronic cash which would allow online payments to be sent directly from one party to another without going through a financial institution. [read post]
29 Nov 2018, 9:01 pm by Jim Sedor
In future years, the change is expected to increase the number of middle-class parents who take on the staggering time and financial commitments of a campaign. [read post]
10 Oct 2018, 12:40 pm by Kevin LaCroix
 Next the 2011 SEC CF Guidance set forth the various reporting sections of typical SEC filings that could warrant mention of the cyber-attack, including Risk Factors; Management’s Discussion and Analysis of Financial Condition and Results of Operations; Description of Business, Legal Proceedings, Financial Statement Disclosures; and Disclosure Controls and Procedures. [read post]
8 Oct 2018, 2:25 pm by Ben Vernia
  These provisions are designed to ensure that physician decision-making is not compromised by improper financial incentives. [read post]
18 Sep 2018, 2:00 am by admin
While the incapacitated individual is not likely to suddenly become more cooperative, at least the guardian will then have legal authority to manage the incapacitated person’s financial and healthcare decisions. [read post]
6 Sep 2018, 9:40 am by Renae Lloyd
Lincoln Investment Planning to pay $1.37 million to clients According to the Financial Industry Regulatory Authority, Inc. [read post]
31 Jul 2018, 10:40 am by Kevin Kaufman
This should, however, also come with fewer demands on that revenue, since higher levels of federal assistance typically imply substantial low-income populations which create additional financial pressures on the state treasury as well. [read post]
29 Jul 2018, 1:46 pm by Staff Attorney
Knee disclosed a number of outside business activities including Sterling Financial Services, LLC which appears to be his d/b/a through which Knee operated. [read post]
(2) Is the enactment of a zoning ordinance allowing the operation of medical marijuana cooperatives in certain areas the type of activity that may cause a reasonably foreseeable indirect physical change to the environment? [read post]
4 Jul 2018, 11:33 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor James and Lorraine Conaway (Conaway), formerly associated with USA Financial Securities Corporation (USA Financial) in Tustin, California was terminated by his firm concerning allegations of failure to comply with firm advertising and outside business activity (OBA) procedures, participating in financial transactions with securities clients, and failure to fully… [read post]
21 Jun 2018, 2:30 am by Colby Pastre
Summary: The Tax Cuts and Jobs Act of 2017 created a deduction for households with income from pass-through businesses – companies such as partnerships, S corporations, and sole proprietorships, which are not subject to the corporate income tax. [read post]
11 Jun 2018, 2:44 am by Kevin LaCroix
Where can a law firm find this kind of honorable, respected and U.S. registered financial institution? [read post]
5 Jun 2018, 6:41 am
If you would like to save money on your divorce, be cooperative and consider mediation as an alternative to litigating your disputes in court. [read post]
3 Jun 2018, 2:18 pm by Kevin LaCroix
John Reed Stark One of the most significant recent developments in the financial world has been the sudden proliferation of cryptocurrencies. [read post]