Search for: "Corporal Smith"
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26 Sep 2022, 8:00 am
On September 20, 2022, the SEC fined financial services giant Morgan Stanley Smith Barney (“MSSB”) $35 million for failing to adequately protect its customer’s records and personal identifying information (“PII”). [1] The fine was entered via a settlement between the SEC and MSSB, through which MSSB has agreed to pay a civil penalty for the SEC’s charges without admitting to nor denying the violations. [2] MSSB is a subsidiary of Morgan Stanley and… [read post]
25 Sep 2022, 7:17 am
By putting corporate interests ahead of user wellbeing and society at large, they are key contributors to misinformation, privacy violations, and online harassment and abuse. [read post]
23 Sep 2022, 4:00 am
Spending in election cycles by corporations and the ultrawealthy through so-called dark money groups has skyrocketed since the 2010 Supreme Court decision Citizens United v. [read post]
22 Sep 2022, 8:41 am
Isaac Stewart Merrill Lynch, Pierce, Fenner & Smith Incorporated Gregory Williams Presidential Brokerage, Inc. [read post]
20 Sep 2022, 12:11 pm
Via Matt Levine, I learn of a SEC complaint against MorganStanley Smith Barney (MSSB): The Securities and Exchange Commission today announced charges against Morgan Stanley Smith Barney LLC (MSSB) stemming from the firm’s extensive failures, over a five-year period, to protect the personal identifying information, or PII, of approximately 15 million customers. [read post]
19 Sep 2022, 1:44 pm
Smith expanded the Thomas v. [read post]
17 Sep 2022, 1:26 pm
The cage image was, as Ewan Smith noted in the quoted language above, tied to an emerging socialist conception of rule of law, but at the same time was focused on its particular application to the challenge of administrative discretion in a legal system grounded in the constant exercise of such discretion. [read post]
16 Sep 2022, 5:06 pm
Trump-nominated Judge Andrew Stephen Oldham joined two other conservative judges in ruling that the First Amendment doesn't grant protections for corporations to "muzzle speech. [read post]
14 Sep 2022, 7:45 am
But of course any corporation that deals with customers all over the country through bricks-and-mortar stores would have to comply with the laws of those places where it operates. [read post]
13 Sep 2022, 3:00 am
Jack Sharman is chair of the White-Collar Criminal Defense and Corporate Investigations practice group at Lightfoot, Franklin & White LLC. [read post]
12 Sep 2022, 9:01 pm
The Smith case itself was the paradigm. [read post]
8 Sep 2022, 9:01 pm
Joseph Kennedy, the first Chairman of the SEC, had a saying: “No honest business need fear the SEC. [read post]
8 Sep 2022, 2:52 pm
Smith, Asking Too Much: The Ninth Circuit’s Erroneous Review of Social Security Disability Determinations, 26 Lewis & Clark L. [read post]
8 Sep 2022, 5:55 am
Smith and Wesson Corp, the Indiana Supreme Court was one of two state courts to date to allow a case against the gun industry to proceed to discovery by dismissing the gun manufacturers’ argument that the term “applicable” in PLCAA is limited to statutes expressly regulating the marketing of firearms. [read post]
7 Sep 2022, 5:23 am
[Jack Goldsmith and I will have this article out in the Texas Law Review early next year, and I'm serializing it here. [read post]
2 Sep 2022, 2:20 pm
Gordon Smith, The Dystopian Potential of Corporate Law (March 2007). [read post]
30 Aug 2022, 3:43 am
Reed Smith is in a Formal Law Alliance (FLA) with Singapore law practice Resource Law LLC. [read post]
29 Aug 2022, 7:11 am
Among others, ventilator manufacturers Medtronic and Smiths Group, drug maker AbbVie, a patent assertion entity named Labrador Diagnostics, and the Innovative Genomics Institute at University of California Berkeley all made unilateral patent pledges in the early days of the pandemic. [read post]
28 Aug 2022, 9:45 am
From September 2004 through September 2010, Serizawa was registered with LPL Financial Corporation. [read post]
25 Aug 2022, 1:50 pm
Personal Injury Law Case: Health and Hospital Corporation of Marion County, Indiana v. [read post]
