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1 Aug 2012, 9:57 am by By BEN PROTESS
Giddens, the trustee for customers, says a $1.6 billion gap remains, but the trustee for creditors, Louis Freeh, says customers will be made whole. [read post]
3 Apr 2011, 4:26 pm
By way of Australian Customs and Border Protection Notice No. 2011/04 ("Notice") and subsequent announcement on its website, the Australian Customs and Border Protection Service ("Customs") has sought feedback from industry on the Exposure Draft legislation entitled the "Customs Amendment (Export Controls and Other Measures) Bill 2011" ("Bill"). [read post]
24 Feb 2021, 2:51 pm by Odia Kagan
Many customers also expect two-way interaction with a brand through messaging or online chat. [read post]
12 Nov 2013, 12:53 pm by Nasir Pasha, Esq.
Last week, a home contractor filed a lawsuit for $750,000 against a former customer for defamation. [read post]
19 Sep 2019, 8:45 am by Podhurst Orseck
The post Boeing Facing First MAX-Related Customer Lawsuit appeared first on Podhurst Orseck, P.A.. [read post]
7 Jan 2015, 9:34 am by Jay Salamon
This requires the firm to align its interests with those of its customers. [read post]
7 Dec 2018, 6:08 am by admin
Bruce Arnold Plyer Allegedly Engaged in Unauthorized Trading in Customer Accounts Bruce Plyer allegedly engaged in unauthorized trading in customer accounts, according to a Regulatory Action Filed on October 29, 2018 on Plyer’s FINRA BrokerCheck Report under review by by investor rights attorney Alan Rosca. [read post]
6 Oct 2021, 10:00 pm
The proposed rule change would amend Rule 2231 by adding new supplementary materials on compliance with FINRA’s rule regarding carrying agreement, third-party receipt of customer account statements, the use of electronic media to satisfy delivery obligations, and compliance with FINRA’s rule regarding the holding of customer mail. [read post]
6 Oct 2021, 10:00 pm
The proposed rule change would amend Rule 2231 by adding new supplementary materials on compliance with FINRA’s rule regarding carrying agreement, third-party receipt of customer account statements, the use of electronic media to satisfy delivery obligations, and compliance with FINRA’s rule regarding the holding of customer mail. [read post]
11 May 2015, 2:30 am by Gene Quinn & Brian Pomper
This is perhaps demonstrated in starkest relief in the “customer stay” provision found in both the Innovation Act bill in the House of Representatives and in the PATENT Act bill in the Senate. [read post]
6 Oct 2021, 10:00 pm
The proposed rule change would amend Rule 2231 by adding new supplementary materials on compliance with FINRA’s rule regarding carrying agreement, third-party receipt of customer account statements, the use of electronic media to satisfy delivery obligations, and compliance with FINRA’s rule regarding the holding of customer mail. [read post]
6 Oct 2021, 10:00 pm
The proposed rule change would amend Rule 2231 by adding new supplementary materials on compliance with FINRA’s rule regarding carrying agreement, third-party receipt of customer account statements, the use of electronic media to satisfy delivery obligations, and compliance with FINRA’s rule regarding the holding of customer mail. [read post]
6 Oct 2021, 10:00 pm
The proposed rule change would amend Rule 2231 by adding new supplementary materials on compliance with FINRA’s rule regarding carrying agreement, third-party receipt of customer account statements, the use of electronic media to satisfy delivery obligations, and compliance with FINRA’s rule regarding the holding of customer mail. [read post]