Search for: "DIVISION OF RISK MANAGEMENT" Results 401 - 420 of 5,133
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5 May 2020, 6:30 am by Senior Editor
Paradigm delivers its solutions through three divisions: Catastrophic Care Management, Complex Care Solutions, and Specialty Networks. [read post]
16 May 2024, 9:01 pm by renholding
In 2008 and 2020, we saw issues emanate from registered funds, particularly money market and open-end bond funds, putting everyday Americans at risk. [read post]
25 Jun 2020, 10:44 pm
Rather than keep counsel in upper management, may we eliminate the position and have our next lawyer report to a manager who works beneath our COO? [read post]
10 Jun 2021, 7:32 am by Joel A. Webber
I’ve practiced business law for 25 years, and I ran divisions as a general manager and then served as an M&A executive for 12 years. [read post]
21 Sep 2007, 9:30 am
" Specifically, the coalition, which manages more than $1.5 trillion in assets, would like to see detailed disclosure of physical risks material to financial condition, risks and opportunities associated with greenhouse gas regulation, and legal proceedings relating to climate change. [read post]
25 May 2022, 9:01 pm by Richard Zelichov and Trevor T. Garmey
  The SEC’s Division of Corporate Finance first issued Guidance Topic No. 9 on March 25, 2020. [read post]
10 Feb 2011, 12:04 am
The organisation plan identifies Julian Adams, currently Director of the FSA's Retail Firms Division, as having charge of Insurance in the new PBU. [read post]
31 Oct 2022, 3:19 am by Cari Rincker
But the ability to have more control over employees comes with risks and costs. [read post]
30 Nov 2015, 8:58 am by Cody M. Poplin
Duties: Director of Risk Management and Senior Counsel (Director) performs all duties assigned or required to execute the senior NSD leadership's, programmatic, legal, management and administrative agenda including but not limited to the following: Serves as the Division's principal lawyer for internal risk minimization and oversight. [read post]
6 Dec 2015, 9:54 pm by Cody M. Poplin
Duties: Director of Risk Management and Senior Counsel (Director) performs all duties assigned or required to execute the senior NSD leadership's, programmatic, legal, management and administrative agenda including but not limited to the following: Serves as the Division's principal lawyer for internal risk minimization and oversight. [read post]
22 Nov 2015, 9:45 pm by Cody M. Poplin
Duties: Director of Risk Management and Senior Counsel (Director) performs all duties assigned or required to execute the senior NSD leadership's, programmatic, legal, management and administrative agenda including but not limited to the following: Serves as the Division's principal lawyer for internal risk minimization and oversight. [read post]
10 Jan 2008, 10:08 am
Panelist Bruce Gillander, Division Director at the Florida Department of Financial Services Division of Treasury, will discuss how the Florida Division of Treasury is engaging with investment managers on climate change. [read post]
10 Mar 2021, 7:34 am by John Jascob
By Amanda Maine, J.D.The co-chiefs of the SEC Enforcement Division’s Asset Management Unit (AMU) spoke with Investment Adviser Association General Counsel Gail Bernstein about the SEC’s policies on enforcement and asset managers. [read post]
15 Mar 2022, 3:15 am by David Lynn
Staff urges broker-dealers to monitor risk management limits, calibrated to the financial resources of the broker-dealer, closely intraday and escalate any breaches promptly to senior management. [read post]
19 Oct 2010, 8:09 am by etoupin
Nicole Copeland and Elisa Dunn, senior managers at Certified Environmental Services, and Sandy Allen, a CES employee face sentencing on February 25, 2011. [read post]
13 Sep 2022, 5:57 am
  Call a Wheaton, IL High-Asset Divorce Lawyer Managing the division of complex, high-value assets like real estate requires the help of an experienced team of DuPage County divorce attorneys. [read post]