Search for: "E TRADE SECURITIES LLC"
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25 Nov 2014, 8:09 am
” A “private securities transaction” is defined in Rule 3040(e)(l) as “any securities transaction outside the regular course or scope of an associated person’s employment with a member…” FINRA Rule 2010 provides that “[a] member, in the conduct of its business, shall observe high standards of commercial honor and just and equitable principles of trade. [read post]
23 Nov 2014, 4:30 am
It can happen http://t.co/PpODQFXdcQ -> Cybercrime Outranks Terrorism as Insurers Most Feared Emerging Risk http://t.co/dLtyW7RKQL -> Data Sovereignty for Data Protection http://t.co/JuxxCIf4KU -> CRTC issues its first decision on Let's Talk TV http://t.co/gZ8V9g9lfv -> HarperCollins Publishers LLC v. [read post]
9 Nov 2014, 5:00 am
http://t.co/uQo4kI0foc -> Have data breaches become a national security threat? [read post]
2 Nov 2014, 11:29 am
The order also held Bruister Family LLC liable with all defendants for $885,065 and jointly liable with Bruister for $390,604. [read post]
28 Oct 2014, 1:30 pm
United States 14-29Issue: (1) Whether, in a prosecution for insider trading under § 10(b) of the Securities Exchange Act, 15 U.S.C. [read post]
27 Oct 2014, 12:55 pm
§§504(b) and 504(c);E. [read post]
24 Oct 2014, 12:44 pm
§1030(e)(6). [read post]
7 Oct 2014, 7:31 am
In addition, in the last year, FINRA has fined LPL Financial $7.5 million for significant e-mail system failures. [read post]
Shell Oil/Motiva Enterprises $4.5M FLSA Overtime Backpay Settlement Reminder To Pay Workers Properly
16 Sep 2014, 2:03 pm
Secretary of Labor Thomas E. [read post]
1 Sep 2014, 10:33 am
The Copyright Office has published a draft of its next Compendium of U.S. [read post]
31 Aug 2014, 5:30 am
Browse wrap case http://t.co/1F89L73chB -> Dispelling the myths of digital piracy – copyright infringement http://t.co/gJZ45FvodD -> The trouble with electronic records http://t.co/KcyAg9X9ue -> Amazon buys Twitch for almost $1 billion http://t.co/0XFG86eihb -> Internet of Things and telecom law issues http://t.co/U80qQW9UU5 -> Piracy: How it affects you http://t.co/aSU2jtZKHf -> British man sentenced to nearly three years in prison for movie piracy http://t.co/o3PbMMyh0Z… [read post]
31 Aug 2014, 5:30 am
Browse wrap case http://t.co/1F89L73chB -> Dispelling the myths of digital piracy – copyright infringement http://t.co/gJZ45FvodD -> The trouble with electronic records http://t.co/KcyAg9X9ue -> Amazon buys Twitch for almost $1 billion http://t.co/0XFG86eihb -> Internet of Things and telecom law issues http://t.co/U80qQW9UU5 -> Piracy: How it affects you http://t.co/aSU2jtZKHf -> British man sentenced to nearly three years in prison for movie piracy http://t.co/o3PbMMyh0Z… [read post]
27 Aug 2014, 5:21 pm
, PRACTICAL TRADE AND CUSTOMS STRATEGIES (May, 2014); Food Safety Modernization Act Implications for U.S. [read post]
27 Jul 2014, 5:30 am
Stainton Ventures 2014 BCCA 296 http://t.co/e4qCiNueg3 -> Trade mark infringement in Driving Alternative Inc v. [read post]
23 Jul 2014, 5:55 am
Discala (Discala), Marc E. [read post]
22 Jul 2014, 7:00 am
Discala (Discala), Marc E. [read post]
21 Jul 2014, 7:21 am
(Staffing), by coordinating their trading in the securities of these companies. [read post]
19 Jul 2014, 11:07 am
Attorney Loretta E. [read post]
13 Jul 2014, 5:30 am
Clinton, 9th Circuit 2014http://t.co/QapIpealb3 -> Application to register copyright enough to bring action OBAN US, LLC v. [read post]
21 Jun 2014, 7:04 am
Advanced Tactical Ordinance Systems, LLC v. [read post]
