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26 Apr 2023, 10:27 am by Evan Schwartz
Evidence might include annual reports, financial statements, minutes of meetings of the company’s board of directors or insurance committee, correspondence that refers to the policy, check registers, ledgers or other accounting records, certificates of insurance, broker’s placing slips, and contracts with vendors, clients, lessees or contractors that refer to insurance. [read post]
26 Apr 2023, 8:29 am by John Elwood
The court wound up taking both the case brought by two school board members, O’Connor-Ratcliff v. [read post]
25 Apr 2023, 9:05 pm by Samantha J. Prince
There are also increasingly popular guidance frameworks that aid businesses in identifying, managing, and reporting on their ESG performance, such as the Sustainable Accounting Standards Board, the Global Reporting Initiative, the Task Force on Climate-Related Financial Disclosures, the Climate Disclosure Standards Board, and the International Integrated Reporting Framework. [read post]
24 Apr 2023, 6:51 am by Unknown
By Jay Fishman, J.D.The Public Company Accounting Oversight Board (PCAOB) has just released a staff report on the risks to investors from special purpose acquisition companies (SPACs). [read post]
23 Apr 2023, 9:01 pm by renholding
First, we put out a proposal that brokers meet a Commission best execution standard—in essence that brokers seek the best execution for investors when they place orders. [read post]
22 Apr 2023, 7:16 pm
The standard tactic is an oldie but goodie--scare campaigns that such measures will have a negative effect on value (see here). [read post]
22 Apr 2023, 10:22 am by Gene Takagi
You’ll first need to set up an account with the Secretary of State. [read post]
22 Apr 2023, 6:02 am by INFORRM
The court awarded general damages of £60,000 and special damages of £37,041.61 for consequential financial losses, making a total of £97,041.61. [read post]
20 Apr 2023, 9:02 pm by The Regulatory Review Staff
IN THE NEWS The Florida Board of Education voted unanimously to ban teaching on gender identity and sexual orientation in all public school classrooms through the 12th grade. [read post]
20 Apr 2023, 8:08 am by Rob Robinson
LLM Shield allows companies to safeguard their most sensitive data – proprietary source code, private customer information, unreleased financial data, legal documents, board reports and more – from large language models (LLM), such as OpenAI’s ChatGPT, Anthropic’s Claude and Google’s BARD. [read post]
19 Apr 2023, 9:01 pm by renholding
”1 According to the Proposal, its core purpose is to enhance the safeguarding of client assets from loss, misuse, theft, or misappropriation by, and from the insolvency or financial reverses of, an adviser. [read post]
17 Apr 2023, 5:16 am by Hannah Bloch-Wehba
  Against this background of broad-scale secrecy, unauthorized leaks of information from tech company insiders play an essential role in oversight and accountability efforts. [read post]
15 Apr 2023, 5:03 pm by INFORRM
But if the ethics violations are defamatory, a successful libel lawsuit can impose accountability with a financial cost – money damages. [read post]
14 Apr 2023, 5:30 am by Keith E. Whittington
The limit on state funding would not apply to student financial aid. [read post]
14 Apr 2023, 5:01 am by Jim Dempsey
For example, researchers at the Federal Reserve Board found in an interesting natural experiment that as soon as bank supervisors stopped showing up to monitor activity, banks increased their risky investments and engaged in accounting gimmicks to inflate their reported capital ratios. [read post]
14 Apr 2023, 4:29 am by centerforartlaw
Distribution can be accomplished in different ways, depending on the desires of the board and the nature of the assets. [read post]
See our article on this review here. 2  Federal Government reintroduces the Financial Accountability Regime On 8 March 2023, the new Federal Government introduced the Financial Accountability Regime (FAR) bill to parliament. [read post]