Search for: "Financial Asset Securities Corporation"
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28 Apr 2012, 8:50 pm
Sealink Funding, a European fund, was set up to manage Landesbank Sachsen AG’s most high-risk assets. [read post]
15 Jan 2016, 10:00 am
There are various legal issues that can have significant financial repercussions and may even derail a corporate merger altogether. [read post]
8 Mar 2010, 1:32 am
In January 2006, in order to put some clarity around the issue of corporate penalties, the SEC issued its Statement of the Securities and Exchange Commission Concerning Financial Penalties (here). [read post]
16 Nov 2009, 1:11 pm
$14.83B Regions Financial Corporation $2.67B American International Group, Inc [read post]
16 Nov 2009, 1:11 pm
$14.83B Regions Financial Corporation $2.67B American International Group, Inc [read post]
9 Nov 2021, 6:47 am
For example, key employees who are not being terminated should be reassured that their positions are secured. [read post]
22 Jan 2013, 4:35 am
A corporation (and not its shareholders) ordinarily is treated as the beneficial owner of the corporation’s income. [read post]
14 Apr 2021, 9:06 pm
Studies show a consistent positive correlation between ESG factors and corporate financial performance. [read post]
14 Jan 2014, 1:01 am
In 2010, the SEC created five specialized units in areas of market abuse, structured and new products, asset management, foreign corrupt practices, and municipal securities and public pensions. [read post]
7 Jul 2022, 6:31 am
Much rarer (and much harder to find in financial press accounts) are clear-cut examples of corporations where a careful selection of governance features played an important role in positioning the company for subsequent financial and operating success. [read post]
7 Jul 2022, 6:31 am
Much rarer (and much harder to find in financial press accounts) are clear-cut examples of corporations where a careful selection of governance features played an important role in positioning the company for subsequent financial and operating success. [read post]
14 Jun 2010, 8:50 am
Section 171 of the baseline financial reform legislation, authored by Senator Susan Collins, and inserted by way of amendment to the Restoring American Financial Stability Act on the Senate floor, would require financial firms to have adequate amounts of cash and other liquid assets to survive financial crisis. [read post]
17 Dec 2013, 8:18 am
” The Agencies include the Board of Governors of the Federal Reserve System, the Bureau of Consumer Financial Protection, the Federal Deposit Insurance Corporation, the National Credit Union Administration, the Office of the Comptroller of the Currency, and the Securities and Exchange Commission. [read post]
17 Dec 2013, 8:18 am
” The Agencies include the Board of Governors of the Federal Reserve System, the Bureau of Consumer Financial Protection, the Federal Deposit Insurance Corporation, the National Credit Union Administration, the Office of the Comptroller of the Currency, and the Securities and Exchange Commission. [read post]
28 May 2019, 1:58 pm
His previous employers include Financial Telesis Inc (CRD#: 31012) and Financial West Group (CRD#: 16668), both of Westlake Village, CA, and Sentra Securities Corporation (CRD#: 10249) of Phoenix, AZ. [read post]
30 Nov 2011, 3:58 pm
The amendment allows the SEC to adopt regulations to include in the definition of security-based swap any agreement or transaction structured as an affiliate transaction to evade the requirements of Dodd-Frank. [read post]
15 Nov 2023, 6:26 am
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A. [read post]
13 May 2010, 2:06 am
Regions Financial Corporation experienced one of each kind of ruling in two separate cases involving allegations about the goodwill the company carried on its balance sheet as a result of its November 2006 acquisition of AmSouth. [read post]
10 Jan 2011, 7:35 pm
ACA Financial Guaranty Corporation is seeking $90 million in punitive damages and $30 million in compensatory damages from Goldman Sachs over its failed Abacus investment. [read post]
17 Oct 2023, 10:23 am
FINRA Bars Cambridge Broker Todd Lesk after Crypto Asset Offering Sales According to public documents, the Financial Industry Regulatory Authority (FINRA) has reportedly barred former broker Todd Lesk (CRD#: 2788300) from the securities industry. [read post]
