Search for: "Financial Management Service" Results 401 - 420 of 26,928
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
8 Nov 2010, 6:59 am by admin
With Elizabeth Warren named as the special adviser to set up the new Consumer Financial Protection Bureau, the financial services industry faces a rapidly changing regulatory environment. [read post]
7 Apr 2008, 12:41 pm
From 1 July 2008 the dispute resolution function currently conducted by the Banking and Financial Services Ombudsman ("BFSO") will be conducted by a new company, Financial Ombudsman Service Limited ("FOS"), which will merge BFSO's operations with those of the Insurance Ombudsman Service ("IOS") and the Financial Industry Complaints Service ("FICS"). [read post]
13 Nov 2019, 5:40 pm by JP Sarmiento
After talking to our client, our firm concluded that his employer can petition him as a Financial Planning & Analysis Manager. [read post]
6 Jul 2016, 6:05 am
We have attempted here to look at some issues for financial services businesses, and in particular fund managers, transacting with the UK and EU. [read post]
Earlier this month, the New York Department of Financial Services (“NYDFS”) announced that it had finalized the Second Amendment to its “first-in-the-nation” cybersecurity regulation, 23 NYCRR Part 500. [read post]
26 Sep 2013, 12:52 pm by Nonprofit Blogger
A Financial Accounting Standards Board (FASB) update will soon require nonprofits that receive management and other services without charge from affiliated organizations to recognize the value of the activities. [read post]
3 Oct 2011, 2:30 pm by David Jacobson
The Financial Ombudsman Service has published its approach to calculating loss in financial advice disputes referred to it. [read post]
11 Jan 2015, 4:59 pm by Barbara S. Mishkin
Mishkin Peggy Twohig, the CFPB’s Assistant Director for Nonbank Supervision, was a member of a panel today on service provider and vendor management compliance issues at this week’s meeting in New Orleans of the American Bar Association Consumer Financial Services Committee. [read post]
15 Aug 2013, 12:48 pm by James Hamilton
At a hearing during the First Session of the 113thCongress held before the August recess examining Titles I and II of the Dodd-Frank Act and the attendant orderly liquidation authority for systemically important financial institutions, House Financial Services Committee Chair Jeb Hensarling (R-TX) said that there is a growing consensus that Dodd-Frank did not end too big to fail (TBTF) as applied to large, complex financial firms. [read post]
3 Apr 2017, 9:08 am by Simon Lovegrove and Nilu De Silva
The PRA has published Policy Statement 6/17: Financial Services Compensation Scheme – Management Expenses Levy Limit 2017/18 (PS6/17). [read post]
25 Jan 2013, 7:41 am by Matthew L.M. Fletcher
Detailed knowledge of financial policies, regulations, procedures, and administrative and financial management systems. [read post]
25 Oct 2013, 4:20 am by Steven Gursten
The post Time for an emergency financial manager to take over the Michigan Catastrophic Claims Association? [read post]
9 Jun 2014, 2:39 pm
  A thoughtful vendor management/contracting strategy can mitigate a financial institution's risk by incorporating UDAAP obligations into its service provider contracts and sensibly allocating the risk between the parties. [read post]
 The hub is aimed specifically at financial services clients and includes content tailored to a number of sectors: brokers and market infrastructure; commodity derivatives; asset management; investment banks; retail; and advisory firms. [read post]
12 Jul 2012, 6:32 am
The Florida Attorney General has initiated a lawsuit on behalf of the Florida Office of Financial Regulation ("FLOFR") against brokerage firm Prime Capital Services, Inc., headquartered in Poughkeepsie, New York, and Florida-based investment adviser, Asset & Financial Planning, Ltd. [read post]
23 May 2012, 2:29 am by Kristina Araya
When the State Treasurer finds a municipality to be in “probable financial stress” the Michigan’s Emergency Financial Manager Act requires the Governor to appoint a financial review team for that municipality. [read post]
12 Mar 2019, 8:00 am by Len Feltoon
Our counselors assist in developing credit card management that protects financial wellness. [read post]
9 Sep 2015, 10:18 am by Jerri Lynn Ward, J.D.
The purpose of the information letter (IL) is to inform Community Living Assistance and Support Services (CLASS) Direct Services Agencies (DSAs), CLASS Case Management Agencies (CMAs), Deaf Blind with Multiple Disabilities (DBMD) program providers, and Financial Management Services Agencies (FMSAs) about changes related to providing transportation to an individual in the CLASS or DBMD Program. [read post]
27 Jun 2012, 1:36 pm by Michael E. Bleier
The impact of a breakup of the euro, whether by a large or small Eurozone member, will have significant consequences for US-headquartered financial services providers. [read post]