Search for: "Frank Cross"
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25 Jul 2014, 7:56 am
David Scott (D-GA) strongly emphasized the need to coordinate cross-border Dodd-Frank derivatives disclosure rules with the CFTC and with global counterparts. [read post]
24 Jun 2019, 7:19 am
In so doing, the is SEC adding to the comprehensive interagency framework for swaps regulation as mandated by Title VII of the Dodd-Frank Act. Central objectives underlying the rules. [read post]
23 Nov 2016, 12:02 pm
The Plaintiff Is Struck by a Car as He Crossed the Street In September 2007, the plaintiff in the case of Strycharz v. [read post]
6 May 2010, 4:40 am
The underlying rationale behind Rule 410 is to promote "free and frank" plea negotiations. [read post]
8 Jun 2012, 4:08 pm
Given the global nature of the capital markets, noted PCAOB Member Steven Harris, the Board is committed to cooperation on cross-border oversight, which is critical to the improvement of audit quality. [read post]
26 Apr 2007, 6:37 am
After reading Alter's interview with her, I have come to the conclusion that it is Elizabeth Edwards who, under other circumstances, ought to be running for president.Cancer doesn't just change one's health, it changes outlooks and makes people more honest and frank than they ever have been in their lives up until that moment. [read post]
20 Oct 2017, 6:05 am
Carleen, and Adam Kaminsky, Fried, Frank, Harris, Shriver & Jacobson LLP, on Tuesday, October 17, 2017 Tags: Compensation disclosure, Compensation ratios, Dodd-Frank Act, Executive Compensation, Form 10-K, SEC, SEC rulemaking, Securities regulation Proposed Overhaul of Disclosure and Shareholder Proposal Rules Posted by Aabha Sharma, Weil, Gotshal & Manges LLP, on Tuesday, October 17, 2017 Tags: Compensation… [read post]
25 Jan 2009, 10:40 pm
From the Akron Beacon Journal, the story of Frank Pignatelli. [read post]
7 Apr 2017, 6:00 am
Elson, University of Delaware, on Friday, March 31, 2017 Tags: Delaware articles, Delaware law, DGCL, Dodd-Frank Act, Incorporations, Jurisdiction, Sarbanes–Oxley Act, Securities regulation, State law, U.S. federal courts As the U.S. [read post]
21 Jul 2013, 1:28 pm
He also stole a painting by Lucien Frank titled "Park Scene, Paris" according to the indictment. [read post]
15 Nov 2013, 7:30 am
The Dodd-Frank Act enacted critical reforms to this marketplace, formerly rife with regulatory gaps. [read post]
17 Aug 2018, 6:16 am
Brownback, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, August 11, 2018 Tags: Banks, Financial institutions, Financial regulation, FSOC, OCC, SIFIs Circuit Split on Morrison Application Posted by Jared Gerber, Leslie Silverman, Roger Cooper, and Adam Fleisher, Cleary Gottlieb Steen & Hamilton LLP, on Sunday, August 12, 2018 Tags: Banks, Class actions, Cross-border… [read post]
4 Sep 2010, 11:45 am
Any binding decision taken by the ESAs would be subject to review by the EU courts.Also, the new securities authority, for example, will work with national financial regulators like Germany’s BaFin to ensure tighter regulation of global cross-border financial institutions. [read post]
2 Apr 2009, 6:50 am
Informant's untruthfulness does not get you a hearing under Franks. [read post]
11 Jan 2010, 10:04 am
Virgil Frank Garrett was riding his motorcycle eastbound on Alpine Boulevard when he crossed into westbound lanes and into the path of a Honda Accord travelling westbound. [read post]
12 Jul 2007, 3:52 pm
Over at Volokh, Frank Cross weighs in on the issue here. [read post]
13 Jul 2007, 10:19 am
For publication opinions today (5): Frank Nagy, et al. v. [read post]
6 Jun 2011, 8:11 am
Companies that choose to do this should include appropriate cross-references so that the disclosure is easy to locate. [read post]
21 May 2012, 2:00 am
Financial institutions have diverse products and customers, which allows cross-product and cross-customer subsidies, but efforts to recapture this lost revenue will cause financial institutions to eliminate free services and reallocate fees and charges across all products and customers. [read post]
12 Jan 2012, 8:04 am
Frank. [read post]
