Search for: "Gary Gensler"
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2 Jun 2021, 3:30 am
Yesterday, in response to a directive from SEC Chair Gary Gensler, Corp Fin announced that: 1. [read post]
2 Dec 2011, 9:33 am
Senator Shelby also requested that the IG examine whether CFTC Chairman Gary Gensler’s recusal from matters now and in the past are consistent with the agency’s official recusal policy.In the letter, Senator Shelby noted that MF Global is currently subject to a liquidation proceeding initiated by the Securities Investor Protection Corporation (SIPC). [read post]
21 Jul 2011, 8:41 am
In a letter to CFTC Chair Gary Gensler, Chairman Lucas warned that divergent derivatives regulatory regimes for different products and market participants would complicate compliance and impose undue and needless costs on market participants. [read post]
9 Jul 2021, 7:07 am
"To meet our mission of protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation, the SEC has a lot of regulatory work ahead of us," said SEC Chair Gary Gensler. [read post]
12 Nov 2024, 3:20 am
Some of these are pretty obvious – Donald Trump promised that Gary Gensler would be a goner “on day one,” and he seems likely to depart even before Trump takes office. [read post]
7 Apr 2011, 9:59 am
In a letter to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler, the Chairs of the principal Congressional committees overseeing the implementation of the Dodd-Frank Act reiterated the critical importance of establishing a regulatory regime that will not create economic disincentives for end-users to access the derivatives markets. [read post]
17 Feb 2011, 8:44 am
In a letter to CFTC Chair Gary Gensler, House Agriculture Chairman Chair Frank Lucas (R-OK) urged the CFTC to follow President Obama’s recent executive order on regulations, especially when adopting the regulations under Title VII of Dodd-Frank. [read post]
17 Jun 2022, 6:27 am
Sandstrom, Center for Political Accountability, on Friday, June 10, 2022 Tags: Accountability, ESG, Lobbying, Political spending, Reputation, Social contract, Stakeholders Remarks by Chair Gensler Before the Investor Advisory Committee Posted by Gary Gensler, U.S. [read post]
17 Sep 2021, 5:45 am
Shields (Chapman University), and Gregory Waymire (Emory University), on Friday, September 10, 2021 Tags: Behavioral finance, Financial reporting, Information environment, Management, Oversight, Reputation Remarks by Chair Gensler Before the Investor Advisory Committee Posted by Gary Gensler, U.S. [read post]
18 Feb 2022, 6:01 am
Securities and Exchange Commission, on Friday, February 11, 2022 Tags: Beneficial owners, Disclosure, Institutional Investors, Ownership, Schedule 13D, Schedule 13G, SEC, SEC rulemaking, Securities regulation Statement by Chair Gensler on Beneficial Ownership Proposal Posted by Gary Gensler, U.S. [read post]
12 Nov 2021, 6:07 am
Securities and Exchange Commission, on Thursday, November 11, 2021 Tags: Bitcoin, Blockchain, Cryptocurrency, Decentralized finance, Financial technology, Risk, SEC, Securities regulation Remarks by Chair Gensler At the Institutional Limited Partners Association Summit Posted by Gary Gensler, U.S. [read post]
17 Jun 2022, 6:27 am
Sandstrom, Center for Political Accountability, on Friday, June 10, 2022 Tags: Accountability, ESG, Lobbying, Political spending, Reputation, Social contract, Stakeholders Remarks by Chair Gensler Before the Investor Advisory Committee Posted by Gary Gensler, U.S. [read post]
11 May 2022, 9:01 pm
Thank you for the kind introduction. [read post]
23 Dec 2022, 6:30 am
., on Friday, December 16, 2022 Tags: Corporate governance, Executive Compensation, ISS, Proxy voting, Stewardship, Sustainability Statement by Chair Gensler on PCAOB’s Determinations Regarding Public Accounting Firms in China Posted by Gary Gensler, U.S. [read post]
24 May 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 24, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 17-23, 2024 Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
5 Feb 2021, 3:00 am
A recent Olshan blog discussing what activists might expect from a Gary Gensler led SEC raised the possibility that Section 13(d) reform just might find its way on to the SEC’s agenda. [read post]
24 May 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 24, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 17-23, 2024 Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
23 Dec 2022, 6:30 am
., on Friday, December 16, 2022 Tags: Corporate governance, Executive Compensation, ISS, Proxy voting, Stewardship, Sustainability Statement by Chair Gensler on PCAOB’s Determinations Regarding Public Accounting Firms in China Posted by Gary Gensler, U.S. [read post]
16 Dec 2024, 7:20 am
As Malecki Law has previously blogged, the current chair, Gary Gensler, has often been perceived a crypto skeptic. [read post]
24 Jun 2021, 6:57 am
By Jay Fishman, J.D.SEC Chair Gary Gensler, on June 23, 2021, addressed London City Week about public company disclosures, market structure, transparency, and LIBOR. [read post]
