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19 May 2022, 6:36 am
., LL.M.The use of predictive data analytics and other digital engagement practices is rapidly transforming the way brokers and advisers engage with investors, but these electronic “behavioral nudges” raise important issues about the nature of investment advice and fairness in the financial markets, according to SEC Chairman Gary Gensler. [read post]
18 May 2022, 9:01 pm
Maintaining the Gold Standard There are two broad ways to do that, in my view. [read post]
12 May 2022, 6:34 am
Posted by Gary Gensler, U.S. [read post]
12 May 2022, 6:34 am
Posted by Gary Gensler, U.S. [read post]
12 May 2022, 5:14 am
The reforms to the swaps market reduce risk in two ways, Gensler continued. [read post]
11 May 2022, 9:01 pm
” Risk Reduction The reforms included two main ways to reduce risk. [read post]
10 May 2022, 8:27 am
As CEO of a greatly in demand semi-conductor manufacturing company that has been public only a year, Tom Sonderman emphasized that while his company, SkyWater, is very pro-ESG and has gone out of its way to provide these disclosures to customers, the timing of the SEC proposal may be wrong unless it really provides emission exclusions for many small businesses and allows a very long phased in approach for compliance.Using SkyWater as an example, he said that customer demand for… [read post]
9 May 2022, 3:00 am
” Russell Alexander sets out the case for keeping virtual hearings as well: The Case for Dropping the Presumption This risk is remedied by the use of remote/virtual case conferences, because it actually improves access to justice and the expeditious resolution of disputes in several ways. [read post]
8 May 2022, 9:01 pm
For example, the academic research overwhelmingly finds that post-trade transparency improves efficiency and competition in the markets they serve, from the stock market to bond markets.[9] The Commission has proposed to enhance disclosures in a number of ways. [read post]
6 May 2022, 4:00 am
National/Federal A Decision to Overturn Roe v. [read post]
5 May 2022, 7:58 am
In Episode #100, we are joined by Gary O’Sullivan, Irish lawyer and partner at SOS Legal LLP. [read post]
4 May 2022, 7:32 am
SEC Chair Gary Gensler stated his belief “that a diverse SEC workforce helps promote fairness and inclusion in the financial services industry. [read post]
3 May 2022, 1:55 am
Key Findings Federal policymakers are debating a legislative package focused on boosting U.S. competitiveness vis-a-vis China; however, it currently contains little to no improvements to the U.S. tax code. [read post]
Despite Setbacks, Department of Justice Charges Full Speed Ahead in Litigating Labor Antitrust Cases
2 May 2022, 8:46 am
Kovacs Edited by Gary J. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
