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22 Aug 2017, 9:10 am by Wolfgang Demino
“Many of these documents are on file with the Securities and Exchange Commission and can be view on its website. [read post]
2 Apr 2021, 8:10 am by Daniel Sutherland
Corporate counsel need to have a strong grounding in cyber and national security law so that they do not evaluate the proposed deal as a simple commercial contract but, rather, as an opportunity for the company to access and leverage uniquely sensitive government data. [read post]
17 Jul 2018, 8:45 am by admin
Especially one that is acting similar to an insurance company. [read post]
16 Jan 2013, 12:36 am by Kevin LaCroix
  Second, applicable regulations for national banks and federal savings associations provide a useful alternative that permits a national bank or federal savings association to adopt for corporate governance purposes the Corporations Code of the state in which the institution is located, the Model Business Corporations Act or the Delaware General Corporations Code. [read post]
25 Oct 2011, 9:51 am
These exempt offerings would include the securities of bank holding companies, and those made under Securities Act Rule 144A or SEC Regulation S. [read post]
13 Apr 2020, 4:19 pm by Kevin LaCroix
Mezrahi is cofounder and CEO of SAR, a securities class action data analytics and software company. [read post]
17 Sep 2017, 7:30 pm by Wolfgang Demino
CIK=0001411991&action=getcompanySearch the Next-Generation EDGAR SystemFiling DetailSEC Home »  Search the Next-Generation EDGAR System »  Company Search »  Current PageForm 8-K - Current report:SEC Accession No. [read post]
6 Aug 2012, 1:10 am by Kevin LaCroix
The clients’ assets were held in individual accounts at a third institution, National Financial Services. [read post]
24 Aug 2022, 5:01 am by Jim Dempsey
” To be sure, as a general principle cybersecurity regulation should focus on outcomes, not technologies. [read post]
12 Sep 2017, 7:43 am by familoo
I don’t know what that means in practice – and according to Buzzfeed and published Companies House data it has been some years since the status of the organisation moved from charitable to private limited company, so this is apparently a further restructuring. [read post]
24 Jan 2019, 6:49 am by Chijioke Ifeoma Okorie
The Code notes that several industry regulators such as the Nigerian Communications Commission (for telecommunication sector), the Central Bank of Nigeria (for the banking sector), and the National Insurance Commission (for the insurance sector) had developed corporate governance codes for companies operating in their sectors, in response to challenges in their respective sectors. [read post]
8 Jul 2015, 7:59 am by Joseph J. Lazzarotti
In a letter signed by the Attorneys General of every state that has a data breach notification law (that is, 47 state Attorneys General), the National Association of Attorneys General tells Congress to let states continue to address this issue. [read post]
17 Jul 2013, 11:54 am by Michael Lowe
According to the federal prosecutors it was the 98% to 105% of the first year’s premium paid on each policy that the insurance companies paid him as his commission. 2. [read post]
1 Jun 2021, 10:30 am by Jim Dempsey
Aside from a few sectors, such as broker dealers regulated by the Securities Exchange Commission or the nuclear power industry, regulatory agencies generally have not demanded that entities under their jurisdiction report on their cybersecurity practices. [read post]
3 Aug 2015, 12:07 pm by Cynthia Marcotte Stamer
The definition of “essential health benefits” as implemented by the Tri-Agency regulations is complicated and generally varies by state, even when the group health plan is self-insured. [read post]
11 May 2012, 4:25 pm
Kantor & Kantor has successfully represented many clients with Fibromyalgia who have been denied health or disability benefits from their insurance companies. [read post]
The Measures have also very generally defined “important data” as “data closely related to national security, economic development, and social and public interests”, but have left the interpretation of the scope open to national standards and guidelines which are yet to be issued. [read post]
5 Jul 2015, 3:28 pm by Kevin LaCroix
  Under the proposed rules, the national securities exchanges are required to develop listing standards requiring companies to develop and implement policies to “claw back” incentive-based compensation that “later is shown to have been awarded in error. [read post]
26 Aug 2019, 8:41 am by Robert S. Taylor
Further, cyber theft could impose significant adverse effects on national security. [read post]