Search for: "Hedge Fund Lawyer"
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5 Jul 2011, 6:00 am
So does this mean that if you are the manager of a small hedge fund or that if you run a venture capital fund, you won’t need to deal with the SEC? [read post]
20 Jan 2012, 10:37 am
Wikimedia Commons Business Insider on January 19, 2012 released the following: "Yesterday, three people were arrested and seven people were charged in a hedge fund insider trading scandal that prosecutors are calling, "the circle of friends. [read post]
20 Jan 2012, 10:37 am
Wikimedia Commons Business Insider on January 19, 2012 released the following: "Yesterday, three people were arrested and seven people were charged in a hedge fund insider trading scandal that prosecutors are calling, "the circle of friends. [read post]
29 Jun 2011, 4:28 pm
A civil action against a former Goldman Sachs Group Inc. director who allegedly gave Galleon hedge fund founder Raj Rajaratnam inside tips about the investment bank has been “postponed indefinitely,” according to a notice posted by the Securities and Exchange Commission. [read post]
3 Dec 2009, 8:05 am
These efforts have started with at least three dozen subpoenas sent to brokerages and hedge funds.Attention on this issue is definitely swelling. [read post]
15 Nov 2010, 4:30 am
My weekend colleagues included GCs for large public companies, former deal lawyers turned investment bankers and hedge fund managers, and partners of storied East Coast law firms. [read post]
2 Aug 2011, 5:11 pm
Strangely enough, once a hedge fund or private equity fund loses its federal exemption because it starts to manage over $150 million, its employees will be required to take the Series 65. [read post]
24 Jan 2019, 3:57 pm
Investors are likely looking to reign in losses at the first two and it’s possible Gannett is looking to get more profitable asap now that a hedge fund known to be the death of journalism for its previous acquisitions is looking to acquire them. [read post]
26 Jul 2011, 9:22 pm
Nonetheless, it appears from the text of the bill that private equity managers (like venture capital funds and small hedge funds) would still be considered “exempt reporting advisers” and will be required to file a truncated Form ADV. [read post]
7 Jan 2008, 8:00 pm
Hedge funds and private equity firms seem to offer better chances for that. [read post]
5 Jun 2014, 4:12 am
It seems to be a strategy perfect for a hedge fund that is run by experienced lawyers and is designed to take risks. [read post]
28 Jun 2011, 11:47 am
Securities and Exchange Commission, the agency announced on Tuesday that it had $230 million held in a hedge fund's offshore account returned to the United States, where it will remain frozen while the agency's fraud case proceeds. [read post]
25 Jul 2012, 4:18 am
Supplies are dwindling and reports today note that hedge fund managers are betting that the price of natural gas is going to increase. [read post]
21 Mar 2010, 8:03 am
Turns out she is not some high-paid hedge fund analyst, but at the time of writing the report a college senior just trying to earn her degree. [read post]
15 Jul 2011, 2:43 pm
Lawyers tussle over ‘financial conspiracy’ evidence in McCrudden caseDefense counsel for disgruntled former hedge-fund manager and commodities trader Vincent P. [read post]
17 Nov 2014, 6:16 am
Last week, The Federalist Society's 2014 National Lawyers Convention featured a session dedicated to the short-termism debate and examining the evidence put forward by Professors Lucian Bebchuk, Alon Brav, and Wei Jiang in their study, The Long-Term Effects of Hedge Fund Activism. [read post]
3 Jun 2019, 1:21 pm
Arbab allegedly offered investments in a purported hedge fund called “Artis Proficio Capital,” which he claimed had generated returns of as much as 56% in the prior year and for which investor funds were guaranteed up to $15,000. [read post]
28 Mar 2022, 8:08 am
” “The key was that every lawyer, corporate director, hedge fund manager and investment adviser involved in the process could honestly say he or she wasn’t working directly for Mr. [read post]
1 Nov 2023, 2:07 pm
Federal investigators have spent more than four years examining whether Morgan Stanley improperly tipped off favored hedge-fund clients to big blocks of stock coming on the market. [read post]
22 Sep 2008, 7:22 am
uses data from Britain about something I think transcends borders and affects more than stockbrokers:"A recent British survey conducted among financial analysts, stockbrokers and hedge-fund managers by law firm Mishcon de Reya suggests the downturn will prompt an upsurge in divorces among high earners in London's financial centre.A third of current inquiries to lawyers by those deciding to break the knot, claims Sandra Davis, who commissioned the study, are… [read post]
