Search for: "INSTITUTIONAL TRADING CORPORATION" Results 401 - 420 of 6,407
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
6 Nov 2019, 5:00 am by Radha Iyengar Plumb
Here, I lay out how the research and analysis served both to identify ways in which institutions had addressed a number of key challenges and where important trade-offs in priorities had to be made. [read post]
12 Sep 2013, 4:00 am by Lyonette Louis-Jacques
It is possible to locate pockets of free multi-jurisdictional collections such as the International Bar Association Arbitration Committee’s country arbitration guides and the European Corporate Governance Institute’s country corporate governance links. [read post]
27 Aug 2014, 8:00 am by Robert B. Lamm
   Congress has since enacted laws addressing disclosure of conflict minerals and trading with certain countries, effectively deeming those and other matters to be material regardless of their financial impact. [read post]
25 Jun 2012, 4:41 pm by uwlegalscholarship
What is the role of different types of investors (such as private equity, hedge funds, banks, or institutional investors) in mitigating the incidence of fraud among private and publicly traded companies? [read post]
19 Jul 2010, 6:20 pm by Lawrence Solum
Wittig (University of Hamburg - Institute of Law and Economics) has posted The Shareholder Wealth Implications of WTO Disputes: First Evidence from Anti-Subsidy Panels on SSRN. [read post]
18 Feb 2022, 5:57 am by KJK
Nathan represents financial institutions, funds, public traded and privately held companies, non-profit and government organizations, and individuals in connection with finance, real estate, and general business transactions. [read post]
9 Jan 2008, 4:30 am
 I suspect that with significant institutional change, there will be less path dependency for Norwegian companies. [read post]
22 Oct 2018, 4:50 pm by Kevin LaCroix
A group composed of 20 public company CEOs and leaders of institutional investors has released Commonsense Corporate Governance Principles 2.0, an updated set of corporate governance principles that are intended to provide “a basic framework for sound, long-term oriented governance. [read post]
19 Apr 2017, 6:53 am by Renae Lloyd
In addition to the high risks, non-traded REITs, like Corporate Property Associates 17 Global often lack liquidity. [read post]
7 Jul 2017, 12:33 pm by Renae Lloyd
In addition to the high risks, non-traded REITs, like Corporate Property Associates 17 Global often lack liquidity. [read post]
26 Jan 2018, 9:41 am by Stefanie Radina
In Germany, these principles were implemented through several statutes, in particular, with regard to remuneration: Regulation on Supervisory Requirements for Institutions’ Remuneration Systems (Institutsvergütungsverordnung / InstitutsVergV) for credit institutions and financial services institutions Remuneration Regulation for the Insurance Industry (Versicherungs-Vergütungsverordnung – VersVergV) Sec. 37 Act on Capital Investment… [read post]
4 Oct 2019, 6:01 am
Earlier this month the Council of Institutional Investors (“CII”) publicly called upon Delaware’s legislature and governor to amend the state’s corporate code to effectively prohibit publicly traded Delaware corporations from having multi-class stock unless the multi-class structure ends no later than seven years after the company’s IPO. [read post]
10 Dec 2018, 12:47 pm by Kenneth Propp
The EU’s new approach on data flows reflects institutional discomfort in subjecting its robust privacy laws to international trade law disciplines. [read post]
15 Jun 2009, 11:02 am
On Thursday, the staff of the Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation, National Credit Union Administration, Office of the Comptroller of the Currency, Office of Thrift Supervision and the Federal Trade Commission issued a set of Frequently Asked Questions (FAQs) to assist financial institutions, creditors, users of consumer reports, and card issuers in complying with the Red Flags and Address Discrepancies Rules… [read post]
2 Oct 2008, 11:00 pm
The Office of the Comptroller of Currency, Federal Reserve Board, Federal Deposit Insurance Corporation, the Office of Thrift Supervision, National Credit Union Association, and the Federal Trade Commission ("FTC") issued regulations, known as the "Red Flag Rules," requiring financial institutions and creditors to develop and implement written programs to detect, prevent and mitigate instances of identity theft. [read post]
2 Oct 2008, 11:00 pm
The Office of the Comptroller of Currency, Federal Reserve Board, Federal Deposit Insurance Corporation, the Office of Thrift Supervision, National Credit Union Association, and the Federal Trade Commission ("FTC") issued regulations, known as the "Red Flag Rules," requiring financial institutions and creditors to develop and implement written programs to detect, prevent and mitigate instances of identity theft. [read post]
27 Jun 2007, 7:19 am
As a result, corporations will seek to institute those programs which seem likely to appeal to prosecutors regardless of how well they actually work. [read post]
8 Nov 2017, 5:24 am by Renae Lloyd
In addition to the high risks, non-traded REITs, like Corporate Property Associates 18 Global A often lack liquidity. [read post]
20 Jun 2023, 6:00 am by beng
And to help deliver the promise of secure AI tools to legal and compliance professionals, LexisNexis recently unveiled Lexis+ AI , a generative AI platform that is built on the industry’s largest repository of accurate and exclusive legal content. [read post]