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17 Jul 2022, 10:38 pm by Peter Mahler
Therefore, requiring the members to exercise their consent right in good faith does not negate express provisions of the agreements. [read post]
14 Jul 2022, 9:05 pm by Stefan Padfield
  One relevant additional data point presented in the paper provides that, in a 2019 survey of Fortune 100 board members’ ideological makeup, the split was 100 percent Democrat and 0 percent Republican in the Fortune 1-10, and 83 percent Democrat and 17 percent Republican in financial sector companies in the Fortune 1-100. [read post]
13 Jul 2022, 7:15 am by Rob Robinson
While ComplexDiscovery regularly highlights this information, it does not assume any responsibility for content assertions. [read post]
12 Jul 2022, 2:14 pm by Kevin LaCroix
  The July 1, 2022 Opinion In a detailed July 1, 2022 opinion, Judge Illston denied the motion to dismiss as to the Section 10(b) and Rule 10b-5 claims against Velodyne, Gopalan, and Dee based on Hall’s ouster; and the Section 20 claims against Gopalan, Dee, and Graf based on Hall’s ouster. [read post]
12 Jul 2022, 1:16 pm
  This has been the position refined by the international community in the wake of the 2019 protests (see Hong Kong Between 'One Country' and 'Two Systems'; chps.1, 10, 26). [read post]
10 Jul 2022, 9:05 pm by Holger Spamann
Remarkably, they can be safely bought and held even by investors who understand nothing of the securities’ terms and the underlying business.The underlying mechanisms are what one of us has called “indirect investor protection” – protection that does not rely on the investors themselves or on their agents to be effective.[1] The most important such mechanism is simply the market price. [read post]
8 Jul 2022, 6:30 am
It is our pleasure to submit comments in support of S7-10-22, the proposed rule “The Enhancement and Standardization of Climate-Related Disclosures for Investors”. [read post]
8 Jul 2022, 6:30 am
It is our pleasure to submit comments in support of S7-10-22, the proposed rule “The Enhancement and Standardization of Climate-Related Disclosures for Investors”. [read post]
  A recent survey of “150 municipal bond credit analysts and specialists (excluding those at rating agencies) carried out this month by HillTop Securities shows digital risks are increasingly on investors’ minds—and practically none of those investors think state and local governments are prepared” for a cyberattack. [read post]
6 Jul 2022, 2:00 am by Andrew Duffy, SparkPlug
  The post What Does it Mean When Big Tech is Laying Off Staff During a Labor Shortage? [read post]
30 Jun 2022, 4:02 pm by Cynthia Marcotte Stamer
The securities fraud counts each carry a maximum penalty of 20 years in prison and a $5 million fine. levoff’s sentencing is scheduled for November 10, 2022. [read post]
” Additionally, the presumption does not prevent the SEC from entering into a settlement agreement relating to alleged violations regarding Ancillary Assets. [read post]
22 Jun 2022, 1:42 pm by Kevin LaCroix
The SPAC has 24 months to find a merger target; if it does not, the organizers must liquidate the SPAC and return the funds to investors. [read post]
17 Jun 2022, 6:57 am by John Jascob
Registered funds that track indexes have over $10 trillion of assets under management and range from broad-based indexes to specialized funds designed for particular users. [read post]
”[10] Thus, the SEC mandated extensive disclosure of environmental proceedings, making clear that the Commission would recalibrate this disclosure standard over time. [read post]