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4 Sep 2011, 5:03 pm by Rick
CommentsSeptember 13, 2011, Steve O'Leary writes: The most important consideration is frankness and honesty. [read post]
25 Aug 2011, 1:44 pm by Felix Shipkevich
CFTC Commissioners Scott O’Malia and Jill Sommers have made repeated calls for an implementation timetable. [read post]
23 Aug 2011, 1:39 am by Kevin LaCroix
                Scope of D&O Coverage for Corporate Investigations – Then and Now                 Before we begin, its probably important to re-emphasize why this question is important. [read post]
29 Jul 2011, 2:00 am by Kara OBrien
 These include appeals, re-adoption of Rule 14a-11 and what to do with Rule 14a-8. [read post]
15 Jul 2011, 12:33 am by Elan Mendel
Six months will provide the Commission with the opportunity to re-examine the status of final rulemaking in light of the changed regulatory landscape at the time. [read post]
13 Jul 2011, 8:58 am by Josh Wright
The analogy is a superficially attractive one, and we’re tempted to entertain it, so far as it goes. [read post]
5 Jul 2011, 2:59 am
This corresponded with some patients re-porting that they felt they had begun to recover from bloody diarrhea even as HUS was about to rapidly develop.On day four creatine and lactate dehydrogenase rose modestly, while platelet levels began a somewhat steeper corresponding decline. [read post]
27 Jun 2011, 5:00 am by Doug Cornelius
Now the Republican-controlled House is trying to re-create the exemption. [read post]
24 Jun 2011, 11:39 am by Luke Green
For example, as Kevin LaCroix of the D&O Diary explains here, about roughly 30% of securities class action lawsuits filed so far during 2011 involve non-U.S. companies compared to 15.9 percent during all of 2010. [read post]
22 Jun 2011, 2:00 am by Kara OBrien
However, both Chairman Gensler and Commissioner Dunn supported the December 31 deadline, noting that the delay would allow the CFTC to re-examine its rulemaking progress at that time and to provide any appropriate exemptive relief from the requirements of Dodd-Frank, if necessary, based on the implementation schedule of the fina [read post]
17 Jun 2011, 3:43 am by Broc Romanek
SEC Continues Work on Section 13(d) & (g) Modernization Project Last week, the SEC re-adopted changes to Rules 13d-3 and 16a-1 to preserve the application of the existing beneficial ownership rules to security-based swaps after July 16th, the effective date of new Section 13(o) that was created under Section 766 of Dodd-Frank. [read post]
5 Jun 2011, 8:29 pm by Buce
 That was the story with the passage of the Trust Indenture Act of 1939 (William O. [read post]
5 Jun 2011, 7:02 pm by Adam Levitin
 That was the story with the passage of the Trust Indenture Act of 1939 (William O. [read post]
3 Jun 2011, 6:33 pm by Kenneth Anderson
O’Neill reported that Fannie executives “Frank Raines and Bob Zoellick came and met with me and the people from CBO. [read post]
2 Jun 2011, 4:22 am by Broc Romanek
Dodd-Frank: 3rd Rulemaking Progress Report Here is the 3rd progress report from Davis Polk regarding all of the various agencies engaged in Dodd-Frank rulemaking. [read post]