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14 Feb 2014, 5:30 pm by Colin O'Keefe
– Dallas, Texas lawyer coach Cordell Parvin on the Cordell Parvin Blog Romance Is Big Business – Financial risk analyst Susan Mangiero of Fiduciary Leadership, LLC in her blog, Pension Risk Matters Non-union employers should pay attention to the NLRB – here’s why – Winston-Salem attorney Robin Shea of Constangy on the firm’s blog, Employment & Labor Insider For more of the best, check out LXBN, a complete review of the top… [read post]
30 Dec 2013, 6:33 am by Adam Weinstein
FINRA alleged that Isaacs negligently misrepresented two customers that an investment in the Insight Real Estate LLC 2007 Secured Debenture Offering (Insight) was a safe, low-risk investment, misstated its payment terms, and omitted material facts relating to the speculative nature of the investment. [read post]
23 Dec 2013, 5:45 pm by Colin O'Keefe
-  Arlington, VA attorney Mitchell Lazarus of Fletcher, Heald & Hildreth on the firm’s CommLawBlog For more of the best, check out LXBN, a complete review of the top insight and commentary across the LexBlog Network. [read post]
27 Nov 2013, 5:30 pm by Colin O'Keefe
– Andrew Jillson, Director and Co-Founder at Hayse, LLC on their blog, Managing Law Firm Transition Not So Fast, My Friend! [read post]
31 Jul 2013, 5:10 pm by Cynthia Marcotte Stamer
The four plan sponsors are closely affiliated with Lexington-based Revstone Industries LLC and Spara LLC. [read post]
9 Jul 2013, 5:44 am by Jeffery Robinette
Many injured workers think that their financial damages for medical bills and lost earnings are limited to West Virginia workers’ compensation benefits. [read post]
9 May 2013, 3:31 am by Cynthia Marcotte Stamer
Supreme Court’s denial of certiorari on an appeal of the Third Circuit’s decision in In Re Avandia Marketing Sales Practices GlaxoSmithKline LLC v. [read post]
31 Jan 2013, 5:45 am by David Lynn
Here are some of the latest entries: - CAQ Issues Guide on PCAOB Inspections - Do LLC Managers and Controlling Members Have Default Fiduciary Duties? [read post]
27 Dec 2012, 3:45 am by Cynthia Marcotte Stamer
Madoff Investment Securities LLC (BLMI), was sentenced on December 20, 2012 to 10 years in prison after he pled guilty among other things, to conspiracy to commit securities fraud, tax fraud, mail fraud, ERISA fraud and falsifying records of an investment adviser. [read post]
Our work with advisers sets us apart from our competition as we have gained insight and knowledge of the financial services industry and the respect of lawyers nationwide on "both sides of the aisle. [read post]
Our work with advisers sets us apart from our competition as we have gained insight and knowledge of the financial services industry and the respect of lawyers nationwide on "both sides of the aisle. [read post]
1 Oct 2012, 3:00 am by nedaj
Event: Know Yourself and Your Decision-Making Process: A Conversation with Nobel Laureate Daniel Kahneman Location: New York, NY October 16 Sponsor: Investment Adviser Association Event: 2012 Compliance Workshop Location: Boston, MA October 16 Sponsor: NC Department of Secretary of State Event: Investment Adviser Workshop Location: Charlotte, NC October 17 Sponsor: Hedge Funds Care & ParkRiver Fund Solutions Event: Cocktails & Commentary – Navigating Institutional Investor Due… [read post]
24 Sep 2012, 8:00 pm by Corinna
Photo by Charlton Equine Law September 2012This evening I was the featured equine attorney on the national Horse Business Hotline hosted by the great EquestrianProfessional.com.In addition to my offered insight there were also three other panelists: two for marketing and one for financial/tax/ accounting issues, all geared towards making your equine business more profitable.Here are the nine topics we covered:1. [read post]
20 Aug 2012, 10:44 am by Donna Boehme
By Guest Columnist: Donna Boehme Principal at Compliance Strategists LLC and editor of the weekly CS Newsflash (and former chief compliance and ethics officer at two leading multinationals). [read post]
10 Aug 2012, 5:52 am by Darren
 In fact, Childers, Schlueter & Smith, LLC has filed more DePuy ASR hip implant claims that any other firm in Georgia. [read post]
18 Jun 2012, 11:47 am by Gina Durham
• Weigh your options, considering your financial resources and each available forum for objections, including the courts. [read post]