Search for: "Investment Management Company LLC"
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1 Jan 2020, 8:11 am
Editor’s Note: Given the challenge of monitoring and tracking merger, acquisition, and investment activity for eDiscovery-related companies, from time to time the quarterly and annual reporting of the number of events may change slightly as new information becomes available concerning these events. [read post]
28 Mar 2013, 1:01 pm
Gerasimowicz, Meditron Management Group, LLC (MMG) and Meditron Asset Management, LLC (MAM), for misusing client hedge fund assets from September 2009 through September 2011. [read post]
26 Mar 2019, 12:50 pm
The company purportedly collected approximately $11 million in excess management and performance fees from the funds that it would not have otherwise collected, according to the complaint. [read post]
1 Jul 2022, 1:57 pm
While not all-inclusive due to the fact that M&A+I events are not always publicly disclosed and some announcements may not represent event completion, the abridged listing of M&A+I events maintained by ComplexDiscovery notes key industry events by sharing event date, company involvement, and known event amounts. [read post]
16 Dec 2011, 7:05 pm
The funds were placed in JBW Capital LLC. [read post]
25 Feb 2021, 9:01 pm
Jim Lighthizer PRINCIPAL, MANAGING PARTNER, CHESAPEAKE REAL ESTATE GROUP Jim Lighthizer started Chesapeake Real Estate Group LLC (CREG) in 2004 after spending 16 years at CB Richard Ellis, a real estate investment firm based in Boston, where he was a senior vice president and partner. [read post]
11 Jan 2022, 7:10 am
Editor’s Note: Given the challenge of monitoring and tracking merger, acquisition, and investment activity for eDiscovery-related companies, from time to time the quarterly and annual reporting of the number of events may change slightly as new information becomes available concerning these events. [read post]
16 Jan 2016, 9:31 am
The Securities and Exchange Commission (SEC) announced fraud charges against a Stamford, Connecticut based investment advisory firm Atlantic Asset Management LLC (AAM) and accused the firm of investing clients in certain Native American tribal corporation bonds with a hidden financial benefit to a broker-dealer affiliated with the firm. [read post]
7 May 2018, 4:15 pm
A federal investigation of a company in Irvine that offers financial and insurance services has led to charges for three executives of the firm who have allegedly been found to have stolen investments totaling over $4 million from several elderly clients. 50-year-old Mehmet Fatih Biyikoglu is the CEO and founder of Five Star Financial Services, LLC, a financial management and insurance firm in Orange County. 58-year-old Anna Marie Holt serves as the… [read post]
2 Oct 2014, 3:44 pm
An investment company is also required to have a registered investment adviser manage its investments. [read post]
3 Aug 2018, 6:49 am
Essentially, a variable annuity is a contract with an insurance company under which the insurer agrees to make periodic payments to you. [read post]
1 Jan 2022, 8:20 am
While not all-inclusive due to the fact that M&A+I events are not always publicly disclosed and some announcements may not represent event completion, the abridged listing of M&A+I events maintained by ComplexDiscovery notes key industry events by sharing event date, company involvement, and known event amounts. [read post]
30 Jun 2009, 10:59 am
The suit alleges that JPMorgan's brokers invested the company's assets in risky, illiquid real estate securities that were inconsistent with the conservative investment objectives of the company, causing $98 million in losses that would not have occurred had the money been properly invested. [read post]
6 Aug 2014, 2:57 pm
– but not on exemptions from registration of securities broker-dealers, investment advisers and investment companies for offerings conducted outside the U.S. [read post]
30 Mar 2010, 8:30 am
., Money Market Plus, and Hybrid Money Market Management LLC to perpetrate a $39 million Ponzi scheme. [read post]
23 Mar 2016, 9:29 am
The Vertical Funds include Vertical Recovery Management, LLC, Vertical Mortgage Fund I, LLC, Vertical US Recovery Fund, LLC, and Vertical US Recovery Fund II, LLC. [read post]
20 Apr 2016, 7:53 am
According to there website, Altegris is a group of affiliated companies owned and controlled by private equity funds managed by Aquiline Capital Partners LLC, Genstar Capital Management, and certain senior management of Altegris and other affiliates. [read post]
28 Apr 2008, 4:30 am
The complaint included a claim to dissolve the LLC under Section 702 on the ground that liquidation was the only feasible means for the members to obtain a fair return on their investment. [read post]
24 May 2016, 9:37 am
The Vertical Funds include Vertical Recovery Management, LLC, Vertical Mortgage Fund I, LLC, Vertical US Recovery Fund, LLC, and Vertical US Recovery Fund II, LLC. [read post]
1 Oct 2021, 8:52 am
While not all-inclusive due to the fact that M&A+I events are not always publicly disclosed and some announcements may not represent event completion, the abridged listing of M&A+I events maintained by ComplexDiscovery notes key industry events by sharing event date, company involvement, and known event amounts. [read post]
