Search for: "Jay Stocking"
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19 Oct 2018, 6:08 am
Securities and Exchange Commission, on Saturday, October 13, 2018 Tags: AIG, Broker-dealers, Derivatives, Financial regulation, Market efficiency, SEC, SEC rulemaking, Swaps, Transparency Opening Statement at the SEC Open Meeting Posted by Jay Clayton, U.S. [read post]
28 Apr 2014, 10:59 pm
Image courtesy of Flickr by Jay Cameron. [read post]
27 Apr 2018, 6:01 am
Steinman, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, April 26, 2018 Tags: Boards of Directors, Capital structure, Controlling shareholders, Corwin, Delaware cases, Delaware law, Dual-class stock, Mergers & acquisitions, Minority shareholders, Ownership structure, Securities regulation Testimony before the Financial Services and General Government Subcommittee of the House Committee on Appropriations… [read post]
26 Oct 2009, 2:22 pm
"In this type of investigation the lines won't be easy to discern," between criminal and innocent conversations, he said, since much of the talk will involve company news and opinions on stocks. [read post]
8 Jun 2018, 6:47 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Tags: Banks, Dodd-Frank Act, Federal Reserve, Financial crisis, Financial institutions, Financial regulation, Hedge funds, Hedging, Investor protection, Moral hazard, Private equity, Proprietary trading, Risk, Securities regulation, Systemic risk, Volcker Rule Statement at Open Meeting on Inter-Agency Proposal for Amendments to the Volcker Rule Posted… [read post]
25 Sep 2019, 9:05 pm
Despite the edgy name, blockchain simply enables financial transactions outside of traditional markets such as stock exchanges. [read post]
31 Dec 2021, 3:00 pm
Roberts started his 2020 year-end report by looking back over 200 years, to recount a tale involving the first chief justice, John Jay. [read post]
22 Dec 2009, 6:01 am
A study published in September 2009 by Professor Jay W. [read post]
21 Oct 2008, 2:58 am
I might," said Jay Davidson, founder and CEO of First American State Bank in Greenwood Village, on Oct. 15. [read post]
21 Sep 2018, 6:10 am
Securities and Exchange Commission, on Saturday, September 15, 2018 Tags: Boards of Directors, Institutional Investors, Proxy advisors, Retail investors, SEC, Securities regulation, Shareholder voting Remarks to the SEC Investor Advisory Committee Posted by Jay Clayton, U.S. [read post]
19 Jul 2019, 5:57 am
Lund (University of Southern California), on Tuesday, July 16, 2019 Tags: Conflicts of interest, Delaware articles, Delaware cases, Delaware law, Merger litigation, Mergers & acquisitions, Mutual funds, Shareholder suits, Tesla Statement on Opportunity Zones Posted by Jay Clayton, U.S. [read post]
20 Feb 2018, 4:17 pm
The company’s CEO has come out defending the company’s action and his sales of a portion of his holdings of the company’s stock. [read post]
27 Jan 2022, 10:33 am
She observed that the rule is 15 or 20 years old at this point, and previous Chair Jay Clayton discussed it during his tenure, in addition to Gensler talking about it currently.One important aspect is that the protection in Rule 10b5-1 is an affirmative defense, not a silver bullet, said Avakian. [read post]
2 Oct 2017, 4:50 pm
___________________________________________________ Last week SEC Chairman Jay Clayton announced a data breach into the SEC’s EDGAR system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
28 Feb 2010, 6:29 am
” – Martin Lipton, Jay W. [read post]
22 Feb 2016, 4:36 pm
That all started to change after the stock market crash of 1929 triggered the Great Depression. [read post]
18 Oct 2018, 7:57 am
The Commission unanimously decided to set aside certain data fees charged by NYSE Arca, Inc. and Nasdaq Stock Market LLC to market participants because the exchanges failed to demonstrate that the fees were fair, reasonable, and not unreasonably discriminatory, as required by the Exchange Act. [read post]
7 Jun 2024, 11:00 pm
READ MORE How the Texas Stock Exchange Could Shape Dallas’ Future A national stock exchange headquartered in downtown Dallas could drive more company relocations and jobs to the city and state. [read post]
7 Jun 2024, 11:00 pm
READ MORE How the Texas Stock Exchange Could Shape Dallas’ Future A national stock exchange headquartered in downtown Dallas could drive more company relocations and jobs to the city and state. [read post]
