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21 Jul 2017, 6:04 am
Securities and Exchange Commission, on Friday, July 14, 2017 Tags: Algorithmic trading, Capital formation, Capital markets, Dark pools, High-frequency trading, Information environment, Market efficiency, Private firms, SEC, SEC enforcement, Securities Act, Securities regulation, Transparency SEC Chairman Clayton on His Agenda Posted by Ning Chiu, Davis Polk & Wardwell LLP, on Friday, July 14, 2017 … [read post]
19 Jul 2017, 4:27 pm by Kevin LaCroix
What isn’t clear is SEC Commissioner Jay Clayton stands on the issue. [read post]
13 Jul 2017, 8:18 am by John Jascob
By John Filar AtwoodSEC Chair Jay Clayton said that under his leadership the Commission will be guided by eight core principles, and gave initial indications of how the agency will proceed on issues such as enforcement, capital formation, and equity market structure. [read post]
13 Jul 2017, 4:23 am by Broc Romanek
Here’s ten cents about this from John: I think the author is saying that as conceived, these tokens/API keys aren’t securities. [read post]
23 May 2017, 12:40 pm by Jordan Brunner, Chris Mirasola
Clayton Trivett, representing trial counsel, argued for a return to rules existing before revisions were made to rule 3.5.1 on March 1, 2017. [read post]
2 May 2017, 10:00 pm by Jim Hassett
In a study of 37 large law firm collapses since 1988, John Morley of Yale Law School concluded that “law firms often go from apparent health to liquidation in a matter of months or even days and they never manage to reorganize their debts in bankruptcy and survive. [read post]
24 Mar 2017, 3:00 am by John Jenkins
Also see the oodles of resources in our “Window Period Procedures” Practice Area… – John Jenkins [read post]
20 Mar 2017, 11:30 am
The last state to attempt a double execution was Oklahoma, when, also using Midazolam, it botched the execution of Clayton Lockett. [read post]
7 Mar 2017, 4:28 pm by Kevin LaCroix
Clayton’s nomination signals that the agency’s focus may be on capital formation, not enforcement. [read post]