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27 Apr 2018, 6:01 am
Securities and Exchange Commission, on Thursday, April 26, 2018 Tags: Broker-dealers, Capital formation, Capital markets, Conflicts of interest, Cybersecurity, Disclosure, Fiduciary duties, Investment advisers, Investor protection, Risk management, SEC, Securities regulation [read post]
10 Apr 2018, 2:40 pm
I am happy to report the publication of my article, "The Corporate Social Responsibilities of Financial Institutions for the Conduct of their Borrowers: The View From International Law and Standards," Lewis & CLark Law Review 21(4):881-920 (2018). [read post]
23 Mar 2018, 3:14 pm
The SEC has broadly defined separately managed accounts as all accounts “other than those that are pooled investment vehicles (i.e., registered investment companies, business development companies and pooled investment vehicles that are not registered (including, but not limited to, private funds)). [read post]
23 Mar 2018, 3:14 pm
The SEC has broadly defined separately managed accounts as all accounts “other than those that are pooled investment vehicles (i.e., registered investment companies, business development companies and pooled investment vehicles that are not registered (including, but not limited to, private funds)). [read post]
23 Mar 2018, 3:14 pm
The SEC has broadly defined separately managed accounts as all accounts “other than those that are pooled investment vehicles (i.e., registered investment companies, business development companies and pooled investment vehicles that are not registered (including, but not limited to, private funds)). [read post]
23 Mar 2018, 6:23 am
Posted by Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, March 23, 2018 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of March 16–22, 2018, Statement at Open Meeting on Investment Company Liquidity Disclosure Posted by Michael S. [read post]
22 Mar 2018, 2:00 am
Bush and Sarah Lewis-Kulin, the CEO and vice president at Great Place to Work, explained they assessed “how well companies create a consistently positive experience for all employees, no matter who they are or what they do for the organization. [read post]
22 Mar 2018, 2:00 am
Bush and Sarah Lewis-Kulin, the CEO and vice president at Great Place to Work, explained they assessed “how well companies create a consistently positive experience for all employees, no matter who they are or what they do for the organization. [read post]
4 Mar 2018, 5:05 pm
In 2012, a private equity fund managed by Riordan, Lewis, & Harden (RLH), a private equity firm based in Los Angeles, California, purchased PCA’s predecessor company. [read post]
The Awesome Power of Understatement. Daniel Lewis On Assessing AI Products and Managing Expectations
1 Mar 2018, 9:26 pm
Who is training the systems users or the company? [read post]
2 Feb 2018, 6:10 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Friday, January 26, 2018 Tags: Board composition, Boards of Directors, Corporate culture, Diversity, Misconduct, Oversight, Risk assessment, Risk management Informed Trading and Cybersecurity Breaches Posted by Joshua Mitts and Eric Talley (Columbia Law School), on Friday, January 26, 2018 Tags: Cybersecurity, Disclosure, Information asymmetries, Information… [read post]
2 Feb 2018, 3:00 am
” Some companies have grumbled that proxy advisors – like ISS and Glass Lewis – are fueling activism by generally supporting insurgent nominees in activist campaigns. [read post]
10 Jan 2018, 4:40 pm
Stifel, Nicolaus & Company, Inc. [read post]
10 Jan 2018, 4:17 pm
The Patriarch Partners case involves the question of when the claim was first made in connection an SEC investigation against the investment firm. [read post]
8 Jan 2018, 6:04 am
Investors want to know how boards ensure that they are recruiting directors whose expertise aligns with company strategy, and numerous investment firms have updated their proxy voting policies to punish boards that lack diversity. [read post]
5 Dec 2017, 7:25 am
Jackson Lewis will continue to provide updates. [read post]
14 Nov 2017, 3:00 am
According to the report, trust drives valuation and investment decisions among institutions – 77% say they bought or increased their investment positions in companies that they trusted, while more than 70% did not invest or underweighted stocks of companies that they did not trust. [read post]
6 Nov 2017, 9:43 am
Moreover, earlier this year, Glass Lewis announced its partnership with Sustainalytics, a company that focuses on sustainability research and analysis, to integrate ESG content into Glass Lewis’ proxy voting and vote management services. [read post]
27 Oct 2017, 6:04 am
The current differential represents just 0.2% of the total outstanding shares at the Consumer Packaged Goods company. [read post]
27 Oct 2017, 6:01 am
Peregrine, McDermott Will & Emery LLP, on Monday, October 23, 2017 Tags: Accountability, Boards of Directors, Compliance and disclosure interpretation, Corporate liability, Deregulation, DOJ, Liability standards, Misconduct, Risk oversight, SEC enforcement, Securities enforcement, Yates memo Index Investing Supports Vibrant Capital Markets Posted by Jasmin Sethi, BlackRock, Inc., on Monday, October 23, 2017 … [read post]
