Search for: "MARY SCHAPIRO"
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21 Aug 2009, 3:20 pm
Mary Schapiro, Chairwoman SEC 63. [read post]
6 Jun 2024, 3:25 am
Mary Schapiro (2009 – 2012) – The Hon. [read post]
12 Jun 2012, 7:28 am
Representative Schakowsky’s letter to SEC Chair Mary L. [read post]
10 May 2011, 12:05 pm
"Companies seeking access to capital should not be overburdened by unnecessary or superfluous regulations," SEC Chairwoman Mary Schapiro said in a statement. [read post]
12 Nov 2010, 11:53 am
Schapiro. [read post]
3 Feb 2010, 6:25 am
Contributors of posts to the Forum have included prominent business leaders such as Carl Icahn and Goldman Sachs CEO Lloyd Blankfein, prominent public officials such as SEC Chairperson Mary Schapiro, the UK’s Lord Turner and Seventh Circuit Judge Richard Posner, prominent lawyers such as Martin Lipton and Ira Milstein, and prominent academics such as Jeffrey Gordon, Marcel Kahan, Andrei Shleifer, René Stulz, Raghuram Rajan, and Luigi Zingales. [read post]
20 Jul 2010, 8:59 am
Consider this by-the-numbers summary of what the Act requires, as reported by Law360: 800 new positions at the SEC according to SEC Chairwoman Mary Schapiro; 533 new regulations; 94 reports and 60 studies to provide guidance on future regulations; 12% increase in the SEC’s budget for fiscal 2011, as requested by President Obama (to date) to help implement the reforms; 5 new offices to be created by the Commission; and 1 independent consultant to… [read post]
21 Dec 2010, 6:19 am
” Other members of the list includes Christopher Dodd and Barney Frank, who led passage of the landmark Dodd-Frank financial reform law, Mary Schapiro, the SEC’s chair, and Stephen Haddrill, CEO of the UK Financial Reporting Council. [read post]
8 Jan 2009, 11:12 am
Steven Pearlstein thinks Mary Schapiro is too much of an insider to head the SEC. [read post]
22 Jul 2009, 7:58 pm
SEC Chairman Mary Schapiro cast the deciding vote last week to take legal action against Maynard Jenkins, the former CEO of CSK Auto Corp., the people said, declining to be identified because the deliberations aren't public. [read post]
26 Apr 2012, 3:56 am
Posted in various Practice Areas on the site, this comprehensive "Disclosure Deadlines Handbook" is 103 pages long and addresses these subject areas: - Form 8-K - Periodic Reports - Proxy Materials & Annual Meetings - Smaller Reporting Company Status - Confidential Treatment Requests - Regulation FD - Exchange Act Registration - Public Offerings - Deregistration - Schedule 13D & Schedule 13G - Dividends, Stock Splits & Other Related Corporate Actions SEC Chair… [read post]
28 Aug 2012, 4:19 am
... [read post]
2 Jan 2012, 3:15 pm
The meeting included CFTC Chair Gary Gensler, SEC Chair Mary Schapiro, Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), Jonathan Faull, Director General for Internal Market at the European Commission, Ashley Alder, CEO of the Hong Kong Securities and Futures Commission, Masamichi Kono, Vice-Commissioner of the Japanese Financial Services Agency, Teo Swee Lian, Deputy Managing Director of the Monetary Authority of Singapore, Mary Condon,… [read post]
25 Mar 2010, 6:11 am
Rosenberg (‘83), Mary Schapiro, Damon A. [read post]
23 Apr 2009, 4:00 am
See also: Text of Speech by Chairman Mary L. [read post]
7 Sep 2011, 8:21 am
Schapiro said. [read post]
27 Jul 2010, 3:22 pm
Accordingly, in 2008, the SEC proposed additional amendments to ADV Part 2, which they finally approved on July 21st.SEC Chairman Mary L. [read post]
30 Aug 2010, 10:19 am
" Flash forward to 2009 at the Securities and Exchange Commission, where Chairman Mary Schapiro handed senior roles to former union pension fund officials and last week rewarded such funds with more influence over corporate America. [read post]
20 Apr 2010, 9:02 am
Nobody can rightfully blame Mary Schapiro for something that did not happen on her watch. [read post]
24 Feb 2012, 6:35 am
Mary L. [read post]
