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21 Mar 2007, 4:59 am
Monday, AES Corporation issued a non-reliance 8-K covering its financials for 2006 to date and the years ended 2005, 2004, and 2003. [read post]
4 Sep 2007, 8:46 am
Susan Mangiero of Pension Governance and the Pension Risk Matters blog, passed along this article on last week’s decision by Judge Tauro that I blogged about here, holding that cashed out participants in a 401(k) plan could sustain breach of fiduciary duty claims, a finding contrary to that of some courts - including at least one by another judge sitting in the same district as Judge Tauro - but supported by the holdings of some other courts. [read post]
5 Sep 2012, 10:17 am by Matthew Huisman
He also counsels medical device firms on regulatory matters. [read post]
20 Dec 2013, 8:11 am by Peter Bert
This provision applies if it is “unknown or uncertain who is the person involved in a matter”. [read post]
30 Oct 2011, 8:27 pm by McNabb Associates, P.C.
The warrant, which is published on Interpol’s website, was issued at UNMIK’s request. [read post]
In the case of Amazon and Comcast, each company sought to exclude the shareholder proposal requesting that the board prepare a report of its assessment of how the company’s 401(k) plan investment options align with the company’s climate action goals on the basis that the matter related to the company’s ordinary business operations. [read post]
29 Nov 2010, 1:07 pm by Stephen D. Rosenberg
I have spoken before of the Department of Labor’s regulatory initiatives to target fee setting and disclosure issues, and how they are likely to expand fiduciary liability related to the expenses of 401(k) investment options. [read post]
31 Mar 2010, 10:42 pm by Sam E. Antar
Late Filing of 2009 10-K Report On March 16, 2010, Overstock.com announced that it could not file its 2009 10-K report by [read post]
15 Dec 2007, 10:05 pm
No legitimate historian doubts massive and horrible slaughters went on in Nanjing (f/k/a Nanking). [read post]
8 Nov 2017, 5:29 am
  Lord Sumption noted that the DoE is part of our law - it doesn't matter whether it is fair or not! [read post]
24 Sep 2015, 5:24 am
  In Bartlett, the defendant “was unable to change [the product’s] composition as a matter of both federal law and basic chemistry. [read post]
27 Jul 2016, 6:31 am by James Edward Maule
The taxpayer was a 20 percent partner, the managing partner, and the tax matters partner. [read post]
19 Dec 2018, 12:02 pm
That’s worth the festivities; we need no better reason.In the Matter of Wealthfront Advisers, LLC, f/k/a Wealthfront, Inc., Respondent. [read post]